Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
CUSIP No.:
257287953
1. Names of Reporting Persons:
M&G Investment Management Limited
No I.R.S. Identification Number
2. Check the Appropriate Box if a Member of a Group (See Instructions
)
3. SEC Use Only
4. Citizenship
or Place of Organization:
United Kingdom, England
Number of Shares Beneficially Owned By Each Reporting Person With:
5. Sole Voting Power:
1,586,749
6. Shared Voting Power
: 0
7. Sole Dispositive Power:
5,011,362
8. Shared Dispositive Power:
0
9. Aggregate Amount Beneficially Owned by Each Reporting Person:
5,011,362
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
11. Percent of Class Represented by Amount in Row (9):
6.19%
12. Type of Reporting Person (See Instructions):
IA
2
Item 1.
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(a)
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Name of Issuer:
Dominion Diamond Corp.
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(b)
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Address of Issuer’s Principal Executive Offices:
PO Box 4569, Station A, Toronto, ON MSW 4T9
Canada
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Item 2.
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(a)
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Name of Person Filing:
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M&G Investment Management Limited
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(b)
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Address of Principal Business Office or, if none, Residence:
Governor’s House, Laurence Pountney Hill,
London, EC4R 0HH
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(c)
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Citizenship:
United Kingdom, England
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(d) Title of Class of Securities:
Common Stock Class
(e) CUSIP Number:
257287953
Item 3.
If this statement is filed pursuant to
§§240.13d-1(b)
or
240.13d-2(b)
or (c), check whether the person filing is a:
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(a)
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☐
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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☐
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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☐
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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☐
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C
80a-8).
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(e)
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☒
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An investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E)*;
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(f)
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☐
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An employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F);
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(g)
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☐
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A parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G);
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(h)
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☐
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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☐
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C.
80a-3);
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(j)
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☐
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A
non-U.S.
institution in accordance with
§240.13d-1(b)(1)(ii)(J).
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(k)
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☐
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Group, in accordance with
§240.13d-1(b)(1)(ii)(K).
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*
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M&G Investment Management Limited (“MAGIM”) is an investment adviser in accordance with
s.240.13d-1(b)(1)(ii)(E).
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Some of the securities covered by this report are owned legally by Vanguard Inc., MAGIM’s investment
advisory client. MAGIM has sole investment power and no voting power in these securities
.
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3
Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
M&G Investment Management Limited
(a) Amount beneficially owned:
5,011,362
(b) Percent of class:
6.19%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
1,586,749
(ii) Shared power to vote or to direct the vote:
0
(iii) Sole power to dispose or to direct the disposition of:
5,011,362
(iv) Shared power to dispose or to direct the disposition of:
0
Item 5. Ownership of Five Percent or Less of a Class
Not Applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the
Parent Holding Company
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Not Applicable.
Item 8. Identification and Classification of Members of the Group
Not Applicable.
Item 9. Notice of Dissolution of Group
Not Applicable.
Item 10. Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the
ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
4
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: May 4, 2017
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M&G Investment Management Limited
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By:
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/s/ James Todd
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Name: James Todd
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Title: Shareholder Disclosures Senior Analyst
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5
