- Report of proposed sale of securities (144)
30 March 2012 - 8:21AM
Edgar (US Regulatory)
|
|
|
|
|
OMB
APPROVAL
|
OMB Number:
|
|
3235-0101
|
Expires:
|
|
February 28, 2014
|
Estimated average burden
|
hours per response......
|
|
1.00
|
|
|
|
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
|
|
SEC USE ONLY
|
|
DOCUMENT SEQUENCE NO.
|
|
CUSIP NUMBER
|
|
WORK LOCATION
|
|
|
ATTENTION:
Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly
with a market maker
|
|
|
|
|
|
|
|
1
(a)
NAME OF ISSUER
(Please type or print)
DDR Corp.
|
|
(b)
IRS IDENT. NO.
34-1723097
|
|
(c)
S.E.C. FILE NO.
1-11690
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
(d)
ADDRESS OF ISSUER
|
|
STREET
|
|
CITY
|
|
STATE
|
|
ZIP CODE
|
|
(e)
TELEPHONE NO.
|
|
|
3300 Enterprise Parkway
|
|
Beachwood
|
|
Ohio
|
|
44122
|
|
AREA CODE
|
|
NUMBER
|
|
|
|
|
|
|
|
|
|
|
(216)
|
|
755-5500
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2
(a)
NAME OF PERSON FOR WHOSE ACCOUNT
THE SECURITIES ARE TO BE
SOLD
Alexander Otto
|
|
|
|
(b)
RELATIONSHIP TO
ISSUER
10% stockholder
|
|
(c)
ADDRESS
Wandsbeker Str.
|
|
STREET
3-7
|
|
CITY
Hamburg
|
|
STATE
Gemany
|
|
ZIP CODE
22179
|
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification
Number and the S.E.C. File Number.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3
(a)
|
|
(b)
|
|
|
|
SEC USE ONLY
|
|
(c)
|
|
(d)
|
|
(e)
|
|
(f)
|
|
(g)
|
Title of the
Class
of
Securities
To Be Sold
|
|
Name and Address of Each Broker
Through Whom the Securities are
to be Offered or Each Market
Maker who is Acquiring
the Securities
|
|
Broker-Dealer
File Number
|
|
Number of Shares
or Other Units
To Be Sold
(See instr. 3(c))
|
|
Aggregate
Market Value
(See instr. 3(d))
|
|
Number of
Shares
or Other Units
Outstandin
g
(See instr. 3(e))
|
|
Approximat
e
Date of Sale
(See instr. 3(f))
(MO. DAY YR.)
|
|
Name of Each
Securities
Exchange
(See instr. 3(g))
|
Common Stock
|
|
Deutsche Bank Securities Inc.
60 Wall Street, New York, NY 10005
|
|
|
|
6,810,538
|
|
100,523,540.88*
|
|
270,440,178
|
|
03/29/2012*
|
|
New York
Stock
Exchange
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
INSTRUCTIONS:
|
1.
|
|
(a)
|
|
Name of issuer
|
|
|
(b)
|
|
Issuers I.R.S. Identification Number
|
|
|
(c)
|
|
Issuers S.E.C. file number, if any
|
|
|
(d)
(e)
|
|
Issuers address, including zip code
Issuers telephone number, including area code
|
|
|
|
2
|
|
(a)
|
|
Name of person for whose account the securities are to be sold
|
|
|
(b)
|
|
Such persons relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)
|
|
|
(c)
|
|
Such persons address, including zip code
|
|
|
|
3.
|
|
(a)
|
|
Title of the class of securities to be sold
|
|
|
|
|
|
|
|
(b)
|
|
Name and address of each broker through whom the securities are intended to be sold
|
|
|
(c)
|
|
Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
|
|
|
(d)
|
|
Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
|
|
|
(e)
|
|
Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as
shown by the most recent report or statement published by the issuer
Approximate date on which the securities are to be
sold
|
|
|
(f)
|
|
|
|
(g)
|
|
Name of each securities exchange, if any, on which the securities are intended to be sold
|
Potential persons
who are to respond to the collection of information contained in this form are not
required to respond unless the form
displays a currently valid OMB control number.
TABLE 1SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other
consideration therefor:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Title of
the Class
|
|
Date you
Acquired
|
|
Nature of Acquisition Transaction
|
|
Name of Person from Whom Acquired
(If gift, also give date donor acquired)
|
|
Amount of
Securities Acquired
|
|
Date of
Payment
|
|
Nature of
Payment
|
Common
Stock
|
|
02/10/2010
|
|
Secondary Public Offering
|
|
|
|
DDR Corp.
|
|
|
|
6,810,538
|
|
|
|
02/10/2010
|
|
Cash
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
INSTRUCTIONS:
|
|
If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the
consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment
paid.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TABLE IISECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer
sold during the past 3 months by the person for whose account the securities are to be sold.
|
Name and Address of
Seller
|
|
Title of Securities Sold
|
|
Date of Sale
|
|
Amount of
Securities Sold
|
|
Gross Proceeds
|
None
|
|
None
|
|
N/A
|
|
N/A
|
|
N/A
|
REMARKS:
|
|
|
INSTRUCTIONS:
See the
definition of person in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition,
information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
|
|
ATTENTION:
The
person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of
the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan
was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
|
|
|
March 29, 2012
DATE OF NOTICE
|
|
/s/ Alexander Otto
(SIGNATURE)
|
|
|
March 29, 2012
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,
IF RELYING ON RULE
10B5-1
|
|
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually
signed shall bear typed or printed signatures.
|
|
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal
Violations (See 18 U.S.C. 1001)
|
*
|
In accordance with the letter dated December 14, 1999 submitted by Robert W. Reeder and Alan L. Beller to Michael Hyatte of the staff of the Securities and Exchange
Commission (the
Staff
) to which the Staff responded in an interpretative letter dated December 20, 1999 and the letter dated November 30, 2011 submitted by Robert T. Plesnarski and Glen A. Rae to Thomas Kim of the Staff to which
the Staff responded in an interpretive letter dated December 1, 2011, this Form 144 is being filed in connection with the proposed sale of 6,810,538 shares of the common stock of DDR Corp. pursuant to a call option contract with Deutsche Bank AG,
London Branch (
Deutsche Bank
) under which the maximum number of shares deliverable are 6,810,538 shares of the common stock of DDR Corp. The final pricing terms of the call option contract will be determined based upon the average
sales price at which Deutsche Bank establishes its initial hedge of its equity price risk with respect to the call option contract.
|
Developers Realty (NYSE:DDR)
Historical Stock Chart
From Jun 2024 to Jul 2024
Developers Realty (NYSE:DDR)
Historical Stock Chart
From Jul 2023 to Jul 2024
Real-Time news about Ddr Corp. (New York Stock Exchange): 0 recent articles
More News Articles