Initial Statement of Beneficial Ownership (3)
29 November 2017 - 3:44AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Fernandez Gene D.
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2. Date of Event Requiring Statement (MM/DD/YYYY)
11/27/2017
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3. Issuer Name
and
Ticker or Trading Symbol
FACTSET RESEARCH SYSTEMS INC [FDS]
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(Last)
(First)
(Middle)
601 MERRITT 7
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
CTPO /
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(Street)
NORWALK, CT 06851
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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FactSet Common Stock
(1)
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0
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-Qualified Stock Option (right to buy)
(2)
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(2)
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(2)
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FactSet Common Stock
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0
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(2)
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D
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Explanation of Responses:
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(1)
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Mr. Fernandez owns no FactSet stock as of November 27, 2017.
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(2)
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No derivative securities have been awarded to Mr. Fernandez as of November 27, 2017.
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Remarks:
On November 14, 2017, FactSet Research Systems Inc. ("FactSet" or the "Company") announced the appointment of Gene D. Fernandez to the Company's newly created role of Chief Technology and Product Officer ("CTPO"), effective November 27, 2017. Mr. Fernandez will report directly to Philip Snow, FactSet's Chief Executive Officer. Mr. Fernandez does not have any family relationships with any of the Company's directors or executive officers and is not a party to any transactions listed in Item 404(a) of Regulation S-K.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Fernandez Gene D.
601 MERRITT 7
NORWALK, CT 06851
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CTPO
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Signatures
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/s/ Gene D. Fernandez
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11/28/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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