Current Report Filing (8-k)
28 March 2017 - 7:31AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
March 27, 2017
THE GOLDMAN
SACHS GROUP, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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No.
001-14965
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No.
13-4019460
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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200 West Street
New York, New York
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10282
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code: (212) 902-1000
N/A
(Former name or
former address, if changed since last report)
Check the appropriate box below
if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Item 9.01
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Financial Statements and Exhibits.
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Exhibits are filed herewith in connection with the issuance of the
following debt securities by The Goldman Sachs Group, Inc. (the Company) on March 27, 2017 pursuant to the Companys automatic shelf registration statement on Form
S-3
(File
No. 333-198735)
(as amended, the Registration Statement):
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$750,000,000 Floating Rate Notes due 2020
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$1,750,000,000 2.60% Notes due 2020
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(d) Exhibits.
The following exhibits are incorporated by reference into the Registration Statement as exhibits thereto and are filed as part of this Current
Report:
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4.1
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Form of 2.60% Notes due 2020.
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5.1
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Opinion of Sullivan & Cromwell LLP.
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23.1
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Consent of Sullivan & Cromwell LLP (included as part of Exhibit 5.1).
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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THE GOLDMAN SACHS GROUP, INC.
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(Registrant)
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Date: March 27, 2017
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By:
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/s/ Kenneth L. Josselyn
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Name:
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Kenneth L. Josselyn
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Title:
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Assistant Secretary
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