Initial Statement of Beneficial Ownership (3)
10 February 2018 - 7:26AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Wipro LLC
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2. Date of Event Requiring Statement (MM/DD/YYYY)
1/30/2018
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3. Issuer Name
and
Ticker or Trading Symbol
HARTE HANKS INC [HHS]
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(Last)
(First)
(Middle)
2 TOWER CENTER BLVD, SUITE 2200
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
___
X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Street)
EAST BRUNSWICK, NJ 08816
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Series A Convertible Preferred Stock
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(1)
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(1)
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Common Stock
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10016586
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(1)
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D
(2)
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Explanation of Responses:
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(1)
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The Series A Convertible Preferred Stock is convertible into Common Stock at the rate of approximately one share of Series A Convertible Preferred Stock for 1,009.1261 shares of Common Stock. The actual number shares of Common Stock may differ by approximately 500 shares. As of the date hereof, Wipro LLC owns 9,926 shares of Series A Convertible Preferred Stock.
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(2)
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This report on Form 3 is jointly filed by Wipro LLC and Wipro Limited. These shares are owned directly by Wipro LLC, a wholly-owned subsidiary of Wipro Limited. Wipro Limited may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of all of the shares owned by Wipro LLC, and is therefore a ten percent owner of the Issuer.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Wipro LLC
2 TOWER CENTER BLVD, SUITE 2200
EAST BRUNSWICK, NJ 08816
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X
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WIPRO LTD
DODDAKANNELLI, SARJAPUR ROAD
BANGALORE- 560 035, K7
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X
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Signatures
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WIPRO LLC, By: , Name: Ashish Chawla, Title: Manager
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2/9/2018
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**
Signature of Reporting Person
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Date
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WIPRO LIMITED, By: , Name: Jatin Pravinchandra Dalal, Title: Chief Financial Officer
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2/9/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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