- Current report filing (8-K)
10 November 2009 - 1:39AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15 (d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of
Report (Date of earliest event reported):
November 9, 2009
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Commission file number 0-7843
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4Kids Entertainment, Inc.
(Exact name of Registrant as specified in its charter)
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New York
(State or other jurisdiction of
incorporation or organization)
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13-2691380
(I.R.S. Employer
Identification No.)
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1414 Avenue of the Americas
New York, New York 10019
(212) 758-7666
(
Address, including zip code, and telephone number,
including area code,
of Registrant’s principal executive offices)
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Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
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¨
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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¨
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item
2.02 Results of Operations and Financial Condition
On November 9, 2009, the
Company issued a press release reporting its financial results for the period
ended September 30, 2009. A copy of the press release is attached hereto as
Exhibit 99.1.
This information is
furnished pursuant to Item 2.02 of Form 8-K and such information, including the
press release, shall not be deemed to be “filed” for purposes of
Section 18 of the Securities and Exchange Act of 1934 or otherwise subject to
the liabilities of that section, unless we specifically incorporate it by
reference in a document filed under the Securities Act of 1933 or the
Securities and Exchange Act of 1934.
Item
9.01 Financial Statements, Pro Forma Financial Information and
Exhibits.
(c)
Exhibits
Exhibit
Description
99.1
Press release issued by 4Kids Entertainment, Inc. dated November 9,
2009
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Date: November 9,
2009
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4KIDS
ENTERTAINMENT, INC.
BY:
/s/ Bruce R. Foster
Bruce R. Foster
Executive Vice President and
Chief Financial Officer
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