Initial Statement of Beneficial Ownership (3)
08 April 2021 - 7:10AM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Rhodes Blake |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/5/2021
|
3. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [NEM]
|
(Last)
(First)
(Middle)
6900 E. LAYTON AVE., SUITE 700 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) SVP, Strategic Development / |
(Street)
DENVER, CO 80237
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $1.60 par value | 54811 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Includes 13,289 restricted stock units representing a right to receive one share of the Issuer's common stock in accordance with the terms and conditions of the Reporting Person's restricted stock unit agreements. Restricted stock units generally vest in three equal installments beginning on the first anniversary of the date of grant. Restricted stock units held by the Reporting Person will vest as follows: 1,332 units on July 26, 2021; 1,424 units on February 22, 2022; 1,569 units on February 24, 2022; 3,215 units on February 25, 2022; 1,332 units on July 26, 2022; 1,424 units on February 22, 2023; 1,569 units on February 24, 2023; and 1,424 units on February 22, 2024. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Rhodes Blake 6900 E. LAYTON AVE. SUITE 700 DENVER, CO 80237 |
|
| SVP, Strategic Development |
|
Signatures
|
Logan H. Hennessey, as attorney-in-fact for Blake Rhodes | | 4/7/2021 |
**Signature of Reporting Person | Date |
Newmont (NYSE:NEM)
Historical Stock Chart
From Apr 2024 to May 2024
Newmont (NYSE:NEM)
Historical Stock Chart
From May 2023 to May 2024