Piper Jaffray Companies - Current report filing (8-K)
17 April 2008 - 12:21AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported)
(Exact Name of Registrant as Specified in Its Charter)
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Delaware
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1-31720
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30-0168701
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(State or Other Jurisdiction
of Incorporation)
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(Commission File Number)
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(I.R.S. Employer
Identification No.)
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800 Nicollet Mall, Suite 800
Minneapolis, Minnesota
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55402
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(Address of Principal Executive Offices)
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(Zip Code)
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(Registrants Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Item 2.02.
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Results of Operations and Financial Condition
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On April 16, 2008, Piper Jaffray Companies (the Company) reported its financial results for
its first fiscal quarter ended March 31, 2008. See the Companys press release dated April 16,
2008, which is furnished as Exhibit 99 hereto.
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Item 9.01.
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Financial Statements and Exhibits
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(d)
Exhibit
99 Press Release dated April 16, 2008
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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PIPER JAFFRAY COMPANIES
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Date: April 16, 2008
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By
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/s/ Thomas P. Schnettler
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Thomas P. Schnettler
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Vice Chairman and Chief Financial Officer
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3
EXHIBIT INDEX
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No.
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Description
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Manner of Filing
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99
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Press Release dated April 16, 2008
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Filed Electronically
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