Statement of Changes in Beneficial Ownership (4)
11 June 2021 - 7:04AM
Edgar (US Regulatory)
FORM 4
[X]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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SHIRE WILLOW B |
2. Issuer Name and Ticker or Trading Symbol
TJX COMPANIES INC /DE/
[
TJX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
THE TJX COMPANIES, INC., 770 COCHITUATE RD. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/8/2021 |
(Street)
FRAMINGHAM, MA 01701
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 6/8/2021 | | M(1) | | 115385 | A | $0.00 (1) | 156150 | D | |
Common Stock | 6/8/2021 | | M(1) | | 14632 | A | $0.00 (1) | 170782 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Deferred Stock Units | $0.00 | 6/8/2021 | | A | | 905.39 | | (2) | (2) | Common Stock | 905.39 | $0.00 | 115384.57 | D | |
Deferred Stock Units | $0.00 | 6/8/2021 | | M | | | 115385 | (1) | (1) | Common Stock | 115385 | $0.00 | 0 | D | |
Deferred Stock Units | $0.00 | 6/8/2021 | | A | | 114.81 | | (2) | (2) | Common Stock | 114.81 | $0.00 | 14631.81 | D | |
Deferred Stock Units | $0.00 | 6/8/2021 | | M | | | 14632 | (1) | (1) | Common Stock | 14632 | $0.00 | 0 | D | |
Explanation of Responses: |
(1) | Receipt of shares from an additional deferred share award granted on June 9, 2020 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 9, 2020. |
(2) | Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 9, 2020. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
SHIRE WILLOW B THE TJX COMPANIES, INC. 770 COCHITUATE RD. FRAMINGHAM, MA 01701 | X |
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Signatures
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/s/ Erica Farrell, by Power of Attorney dated April 1, 2019 | | 6/10/2021 |
**Signature of Reporting Person | Date |
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