Initial Statement of Beneficial Ownership (3)
09 October 2021 - 7:05AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Koerwer John |
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/1/2021
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3. Issuer Name and Ticker or Trading Symbol
UGI CORP /PA/ [UGI]
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(Last)
(First)
(Middle)
460 NORTH GULPH ROAD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Information Officer / |
(Street)
KING OF PRUSSIA, PA 19406
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
UGI Common Stock | 13518 | D | |
UGI Common Stock | 2434 | I | By 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Options (Right to Buy) | (1) | 12/29/2026 | UGI Common Stock | 15000 | $46.08 | D | |
Options (Right to Buy) | (2) | 12/31/2027 | UGI Common Stock | 14000 | $46.95 | D | |
Options (Right to Buy) | (3) | 12/31/2028 | UGI Common Stock | 10900 | $53.35 | D | |
Options (Right to Buy) | (4) | 12/31/2029 | UGI Common Stock | 16180 | $45.16 | D | |
Options (Right to Buy) | (5) | 12/31/2030 | UGI Common Stock | 15760 | $34.96 | D | |
Performance Units | (6) | 12/31/2021 | UGI Common Stock | 1740 | $0.00 | D | |
Performance Units | (7) | 12/31/2022 | UGI Common Stock | 2000 | $0.00 | D | |
Performance Units | (8) | 12/31/2023 | UGI Common Stock | 4190 | $0.00 | D | |
Stock Units | (9) | (9) | UGI Common Stock | 2550 | $0.00 | D | |
Explanation of Responses: |
(1) | These options were granted on December 30, 2016 and were fully vested on December 30, 2019. |
(2) | These options were granted on January 1, 2018 and were fully vested on January 1, 2021. |
(3) | These options were granted on January 1, 2019 and vest in three equal annual installments beginning January 1, 2020. |
(4) | These options were granted on January 1, 2020 and vest in three equal annual installments beginning January 1, 2021. |
(5) | These options were granted on January 1, 2021 and vest in three equal annual installments beginning January 1, 2022. |
(6) | Effective January 1, 2019, the reporting person was granted performance units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met. |
(7) | Effective January 1, 2020, the reporting person was granted performance units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met. |
(8) | Effective January 1, 2021, the reporting person was granted performance units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met. |
(9) | Effective January 1, 2021, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each stock unit represents the right of the reporting person to receive a share of UGI Common Stock after three years of employment. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Koerwer John 460 NORTH GULPH ROAD KING OF PRUSSIA, PA 19406 |
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| Chief Information Officer |
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Signatures
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/s/ Joshua T. Samples, Attorney-in-Fact for John Koerwer | | 10/8/2021 |
**Signature of Reporting Person | Date |
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