Statement of Changes in Beneficial Ownership (4)
19 November 2021 - 8:33AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Teter Jason P |
2. Issuer Name and Ticker or Trading Symbol
Vulcan Materials CO
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VMC
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Senior Vice President |
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(Last)
(First)
(Middle)
1200 URBAN CENTER DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/16/2021 |
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(Street)
BIRMINGHAM, AL 35242
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 11/16/2021 | | M | | 500.00 | A | $92.02 | 8725.00 | D | |
| Common Stock | 11/16/2021 | | F(1) | | 151.00 | D | $201.94 | 8574.00 | D | |
| Common Stock | 11/16/2021 | | M | | 1700.00 | A | $122.60 | 10274.00 | D | |
| Common Stock | 11/16/2021 | | F(1) | | 371.00 | D | $201.94 | 9903.00 | D | |
| Common Stock | 11/16/2021 | | M | | 1800.00 | A | $121.69 | 11703.00 | D | |
| Common Stock | 11/16/2021 | | F(1) | | 398.00 | D | $201.94 | 11305.00 | D | |
| Common Stock | 11/16/2021 | | M | | 1134.00 | A | $113.16 | 12439.00 | D | |
| Common Stock | 11/16/2021 | | F(1) | | 277.00 | D | $201.94 | 12162.00 | D | |
| Common Stock | 11/16/2021 | | M | | 1034.00 | A | $133.95 | 13196.00 | D | |
| Common Stock | 11/16/2021 | | F(1) | | 193.00 | D | $201.94 | 13003.00 | D | |
| Common Stock | 11/18/2021 | | S | | 1290.00 | D | $201.47 (2) | 11713.00 | D | |
| Common Stock | 11/18/2021 | | S | | 100.00 | D | $202.22 | 11613.00 | D | |
| Common Stock (401k) | | | | | | | | 2008.52 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Appreciation Right | $92.02 | 11/16/2021 | | M (3) | | | 500.00 | 2/12/2017 | 2/12/2026 | Common Stock | 500.00 | $0.00 | 0.00 | D | |
| Stock Appreciation Right | $122.60 | 11/16/2021 | | M (4) | | | 1700.00 | 2/10/2018 | 2/10/2027 | Common Stock | 1700.00 | $0.00 | 0.00 | D | |
| Stock Appreciation Right | $121.69 | 11/16/2021 | | M (4) | | | 1800.00 | 2/23/2019 | 2/23/2028 | Common Stock | 1800.00 | $0.00 | 0.00 | D | |
| Stock Appreciation Right | $113.16 | 11/16/2021 | | M (5) | | | 1134.00 | 2/19/2020 | 2/19/2029 | Common Stock | 1134.00 | $0.00 | 566.00 | D | |
| Stock Appreciation Right | $133.95 | 11/16/2021 | | M (5) | | | 1034.00 | 2/21/2021 | 2/21/2030 | Common Stock | 1034.00 | $0.00 | 2066.00 | D | |
| Explanation of Responses: |
| (1) | Represents shares sold (for tax-withholding purposes and to cover the cost of the options) pursuant to the exercise of Stock-Only Stock Appreciation Rights previously granted. |
| (2) | The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $201.15 to $202.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| (3) | Stock Appreciation Right vested in four (4) equal annual installments beginning on this date. |
| (4) | Stock Appreciation Right vested in three (3) equal annual installments beginning on this date. |
| (5) | Stock Appreciation Right vests in three (3) equal annual installments beginning on this date. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Teter Jason P
1200 URBAN CENTER DRIVE
BIRMINGHAM, AL 35242 |
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| Senior Vice President |
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Signatures
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| /s/ Denson N. Franklin III, Attorney-In-Fact | | 11/18/2021 |
| **Signature of Reporting Person | Date |
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