Equus Total Return, Inc. Announces Plans to 'Internalize' Management
13 June 2009 - 8:07AM
PR Newswire (US)
HOUSTON, June 12 /PRNewswire-FirstCall/ -- Equus Total Return, Inc.
(NYSE: EQS) (the "Fund") and its Board of Directors announced their
plans to "internalize" Fund management. This means that the Fund
would directly employ its management team and incur the costs and
expenses associated with Fund operations. There would be no outside
investment advisory organization providing services to the Fund
under a fee-based advisory agreement, or an administrative
organization charging the Fund for services rendered. The Board
expects to internalize Fund management on or about July 1, 2009.
The Board will oversee the Fund's business operations. Gregory J.
Flanagan, the Fund's current Independent Chairman, will take on the
role of President and Chief Executive Officer effective July 1,
2009. He will continue to serve as Chairman of the Board. Mr.
Flanagan, age 63, has been a member of the Board since 1992. He was
Chief Executive Officer of Arthur J. Gallagher & Co. - Houston
Branch (an insurance brokerage firm) from 2001 to 2008. Arthur J.
Gallagher & Co. is not affiliated with the Fund. He will
replace Kenneth I. Denos, who currently serves as the President and
Chief Executive Officer. Mr. Denos will remain on the Board.
L'Sheryl D. Hudson will continue to serve as the Fund's Chief
Financial Officer. In pursuing the course of internalized
management, the Board, among other things, seeks to: -- Enhance the
Fund's liquidity position; -- Achieve a lower operational cost
structure; -- Provide additional managerial assistance to key
portfolio companies; and -- Enhance the Fund's communication
efforts with shareholders. The Fund's near-term goal is to realize
certain portfolio holding investments to enhance the Fund's
liquidity position. Mr. Flanagan stated, "the Board believes that
there may be attractive investment opportunities arising out of the
current economic challenges, and we want to position the Fund to
take selective advantage of such opportunities." The Board also
expects the internally managed Fund to operate with lower costs.
Lower expenses may result in better investment performance over the
long term. Robert L. Knauss, the Fund's lead Independent Director
further commented that, "certain individual Directors also plan to
take a more hands-on role with key portfolio companies. The unique
structure of business development companies, such as the Fund,
often requires more managerial assistance to portfolio companies
during changing economic times. The Directors look forward to
taking these additional steps." The Fund also plans to increase
communication with investors through its website and other avenues.
Enhanced shareholder information is scheduled to include more
detailed information on the Board members, the portfolio management
team, Fund performance, and portfolio company operations. "An
important part of the Board's program is to ensure shareholders are
well informed," said Dr. Francis D. (Doug) Tuggle, the Independent
Director who will oversee this effort. As of March 31, 2009, the
Fund reported nets assets of $79.4 million. The Fund held $7.3
million in cash at that time, of which $4.2 million has been
allocated for follow-on investments. The Fund also has available an
undrawn revolving line of credit with Amegy Bank of Texas for $7.5
million. Equus Total Return, Inc. is a business development company
that trades as a closed-end fund on the New York Stock Exchange,
under the symbol "EQS". Additional information on Equus Total
Return, Inc. may be obtained from the Equus website at
http://www.equuscap.com/. This press release may contain certain
forward-looking statements regarding future circumstances. These
forward-looking statements are based upon the Fund's current
expectations and assumptions and are subject to various risks and
uncertainties that could cause actual results to differ materially
from those contemplated in such forward-looking statements
including, in particular, the risks and uncertainties described in
the Fund's filings with the SEC. Actual results, events, and
performance may differ. Readers are cautioned not to place undue
reliance on these forward-looking statements, which speak only as
to the date hereof. The Fund undertakes no obligation to release
publicly any revisions to these forward-looking statements that may
be made to reflect events or circumstances after the date hereof or
to reflect the occurrence of unanticipated events. The inclusion of
any statement in this release does not constitute an admission by
the Fund or any other person that the events or circumstances
described in such statements are material. CONTACT: BRETT CHILES
(713) 529-0900 DATASOURCE: Equus Total Return, Inc. CONTACT: BRETT
CHILES, +1-713-529-0900, for Equus Total Return, Inc. Web Site:
http://www.equuscap.com/
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