- Statement of Changes in Beneficial Ownership (4)
31 October 2008 - 6:08AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Boston Avenue Capital
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2. Issuer Name
and
Ticker or Trading Symbol
COMPUMED INC
[
CMPD.OB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
15 EAST 5TH STREET, SUITE 2660
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3. Date of Earliest Transaction
(MM/DD/YYYY)
8/12/2008
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(Street)
TULSA, OK 74103
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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8/12/2008
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J
(1)
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121775
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A
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(1)
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185275
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D
(2)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Represents 121,775 shares of common stock issued as a dividend on its Class D 2% Convertible Preferred Stock pursuant to the terms of the Class D 2% Convertible Preferred Stock owned directly by Boston Avenue Capital, LLC.
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(
2)
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This is a joint Form 4 filing. Boston Avenue Capital, LLC (Boston) is the designated filer and is the direct holder of 121,775 shares of common stock issued as a dividend pursuant to the terms of the Class D 2% Convertible Preferred Stock as reported herein. After the dividend reported herein, Boston owns directly 121,775 shares of common stock and Yorktown Avenue Capital, LLC (Yorktown) owns directly 63,500 shares of common stock. Both Boston and Yorktown disclaim beneficial ownership of the shares held by the other. Value Fund Advisors, LLC (VFA) and Charles M. Gillman (Gillman) are deemed beneficial owners of the shares reported herein. VFA is the investment advisor for Boston and Yorktown. VFA disclaims beneficial ownership of the shares owned by Boston and Yorktown. Mr. Gillman is the manager and member of VFA. Mr. Gillman disclaims beneficial ownership of the shares owned by Boston and Yorktown.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Boston Avenue Capital
15 EAST 5TH STREET
SUITE 2660
TULSA, OK 74103
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X
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Yorktown Avenue Capital, LLC
C/O T. WAGMAN @ FREDERIC DORWART LAWYERS
124 EAST FOURTH STREET
TULSA, OK 74103
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X
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Value Fund Advisors, LLC
15 EAST 5TH STREET
SUITE 2660
TULSA, OK 74103
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X
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Gillman Charles M
15 EAST 5TH STREET
SUITE 2660
TULSA, OK 74103
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X
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Signatures
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Tamara Wagman
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10/30/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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