UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported): April 9, 2018

 

FIRST ACCEPTANCE CORPORATION

(Exact Name of Registrant as Specified in Charter)

 

 

Delaware

 

001-12117

 

75-1328153

(State or Other Jurisdiction
of Incorporation)

 

(Commission
File Number)

 

(I.R.S. Employer
Identification No.)

 

3813 Green Hills Village Drive Nashville, Tennessee

 

37215

(Address of Principal Executive Offices)

 

(Zip Code)

(615) 844-2800

(Registrant’s Telephone Number, Including Area Code)

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.       ☐

 

 

 

Section 8 – Other Events

Item 8.01     Other Events.

 

First Acceptance Corporation Begins Trading on OTCQX

 

On April 9, 2018, First Acceptance Corporation (the “Company”) announced that it began trading on the OTCQX® Best Market. This action follows the completion of the Company’s March 19, 2018 announcement that it would voluntarily delist its common stock from the New York Stock Exchange and deregister its common stock and become a non-reporting Company under the Securities Exchange Act of 1934, as amended.

 

 

Section 9 – Financial Statements and Exhibits

Item 9.01     Financial Statements and Exhibits.

 

(d)

Exhibits.

 

Exhibit

Number

 

Description of Exhibit

 

99

 

 

Press release issued by First Acceptance Corporation, April 9, 2018

 

 

 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

First Acceptance Corporation,

 

 

 

 

a Delaware corporation

 

 

 

 

 

 

Date: April 9, 2018

 

By:  

/s/ Brent J. Gay

 

 

 

 

Name:

Brent J. Gay

 

 

 

 

Title:

Chief Financial Officer

 

 

 

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