Rule 8.3 - HBOS Plc
08 October 2008 - 12:00AM
UK Regulatory
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) ALLIANZ GLOBAL INVESTORS GLOBAL EQUITY BUSINESS
UNIT
Company dealt in HBOS Plc
Class of relevant security to ORDINARY SHARES
which the dealings being
disclosed relate (Note 2)
Date of dealing 06 October 2008 (including trades since
September 17, 2008)
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 61,603,904 (1.139%)
ORDINARY SHARES
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
TOTAL 61,603,904 (1.139%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
SALE 17 September 2008 217,200 1.8492
SALE 17 September 2008 57,521 1.8300
SALE 17 September 2008 8,830 1.6710
SALE 17 September 2008 22,150 1.5792
SALE 17 September 2008 172,000 1.0465
SALE 17 September 2008 14,040 1.5792
SALE 17 September 2008 337,207 1.7112
SALE 17 September 2008 283,000 1.8961
PURCHASE 17 September 2008 1,000,000 1.8600
PURCHASE 17 September 2008 6,645 1.6636
SALE 18 September 2008 80,920 2.2155
SALE 18 September 2008 5,086,645 2.0820
SALE 18 September 2008 2,650,392 2.2481
SALE 18 September 2008 15,000 1,81
SALE 18 September 2008 355,072 2,2295
SALE 19 September 2008 1,358,082 2.3869
SALE 19 September 2008 1,505,204 2.232
SALE 19 September 2008 141,145 2.3994
SALE 19 September 2008 48,000 2.225
SALE 19 September 2008 48,400 2.4
SALE 22 September 2008 210,000 2.1747
SALE 22 September 2008 24,320 2.1766
PURCHASE 22 September 2008 52,305 2.1013
SALE 23 September 2008 8,770 2.0389
SALE 23 September 2008 309,792 1.8020
SALE 24 September 2008 300 1.847
SALE 25 September 2008 11,560 1.8679
SALE 26 September 2008 6,370 1.7554
SALE 30 September 2008 36,448 1.2705
SALE 30 September 2008 34,600 1.2624
SALE 1 October 2008 15,530 1.4587
SALE 1 October 2008 21,050 1.2991
SALE 1 October 2008 27,600 1.315
SALE 2 October 2008 45,735 1.7014
SALE 6 October 2008 237,136 1.6406
SALE 6 October 2008 15,609 1.7152
SALE 6 October 2008 2,230 1.752
(b) Derivatives transactions (other than options)
Product name, Long/short (Note Number of securities Price per unit (Note
6) (Note 7) 5)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities to American, money
e.g. call purchasing, which the price European date
option varying option etc. paid/
etc. relates (Note received
7) per unit
(Note 5)
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit (if
(Note 8) applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 7th October 2008
Contact name Dr. Jan - Gerrit Iken
Telephone number 0049 89 1220 7570
If a connected EFM, name of offeree/offeror HBOS Plc
with which connected
If a connected EFM, state nature of Dresdner Kleinwort is broker to
connection (Note 10) HBOS
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
LATE FILING
During the period between 18 September and 2 October 2008, certain trades
executed prior to 17 September 2008 for client portfolios have not been
reflected in the total holdings of any disclosures made by the Allianz Global
Investors Equity Business Line during that period. This disclosure amends all
previous disclosures and discloses all trades during the offer period.
Please see section 3. (a) for previous dealings.
END
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