Adriatic Metals PLC Notification of Major Holdings (4241R)
05 November 2021 - 4:55AM
UK Regulatory
TIDMADT1
RNS Number : 4241R
Adriatic Metals PLC
04 November 2021
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BL0L5G04
Issuer Name
ADRIATIC METALS PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
Other
Comments
Increase in total number of voting rights
3. Details of person subject to the notification obligation
Name
UBS Group AG Investment Bank
City of registered office (if applicable)
London
Country of registered office (if applicable)
United Kingdom
4. Details of the shareholder
Name City of registered office Country of registered office
UBS Securities Australia Ltd Sydney Australia
=========================== ==============================
5. Date on which the threshold was crossed or reached
01-Nov-2021
6. Date on which Issuer notified
03-Nov-2021
7. Total positions of person(s) subject to the notification
obligation
. % of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial (8.A + 8.B) voting rights held
(total of 8.A) instruments (total in issuer
of 8.B 1 + 8.B 2)
Resulting situation
on the date on
which threshold
was crossed or
reached 0.908845 8.309999 9.218844 24309615
====================== ====================== ====================== ======================
Position of
previous
notification (if
applicable) 0.680196 10.040381 10.720577
====================== ====================== ====================== ======================
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares Number of direct Number of indirect % of direct voting % of indirect voting
ISIN code(if possible) voting rights (DTR5.1) voting rights rights (DTR5.1) rights (DTR5.2.1)
(DTR5.2.1)
GB00BL0L5G04 1457965 0.552899
====================== ====================== ====================== ======================
AU0000181026 938610 0.355946
====================== ====================== ====================== ======================
Sub Total 8.A 2396575 0.908845%
============================================== ==============================================
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial Expiration date Exercise/conversion period Number of voting rights % of voting rights
instrument that may be acquired if
the instrument is
exercised/converted
Depository Receipts (AU0000004772) At any time 21841830 8.282994
========================= ======================== ==================
Right to recall lent Depository Receipts
(AU0000004772) At any time 4440 0.001684
========================= ======================== ==================
Sub Total 8.B1 21846270 8.284678%
======================== ==================
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of financial Expiration date Exercise/conversion Physical or cash Number of voting % of voting rights
instrument period settlement rights
Swaps on Baskets 26/04/2024 Cash 66770 0.025321
====================================== ================= ================== ==================
Sub Total 8.B2 66770 0.025321%
================== ==================
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the
voting rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
Ultimate controlling Name of controlled % of voting rights if % of voting rights Total of both if it
person undertaking it equals or is higher through financial equals or is higher
than the notifiable instruments if it than the notifiable
threshold equals or is higher threshold
than the notifiable
threshold
UBS Group AG (Chain
1)
======================= ====================== ===================== =====================
UBS Group AG (Chain UBS AG
1)
======================= ====================== ===================== =====================
UBS Group AG (Chain UBS AG London Branch
1)
======================= ====================== ===================== =====================
UBS Group AG (Chain
2)
======================= ====================== ===================== =====================
UBS Group AG (Chain UBS AG
2)
======================= ====================== ===================== =====================
UBS Group AG (Chain UBS Switzerland AG
2)
======================= ====================== ===================== =====================
UBS Group AG (Chain
3)
======================= ====================== ===================== =====================
UBS Group AG (Chain UBS AG
3)
======================= ====================== ===================== =====================
UBS Group AG (Chain UBS Holdings Pty Ltd
3)
======================= ====================== ===================== =====================
UBS Group AG (Chain
3) UBS Securities Australia Ltd 8.282995 8.638940%
=============================================== ===================== =====================
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
03-Nov-2021
13. Place Of Completion
Zurich, Switzerland
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END
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