Notification of Major Share Holding (1267530)
12 January 2022 - 4:04AM
UK Regulatory
Arix Bioscience PLC (ARIX) Notification of Major Share Holding
11-Jan-2022 / 17:04 GMT/BST Dissemination of a Regulatory
Announcement, transmitted by EQS Group. The issuer is solely
responsible for the content of this announcement.
-----------------------------------------------------------------------------------------------------------------------
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)
i
1a. Identity of the issuer or the underlying issuer of existing ARIX BIOSCIENCE PLC
shares to which voting rights are attached ii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii:
3. Details of person subject to the notification obligation iv
Name Acacia Research Corporation
City and country of registered office (if applicable)
New York, United States of America
4. Full name of shareholder(s) (if different from 3.) v
Name Merton Acquisition Holdco LLC
City and country of registered office (if applicable) New York, United States of America
5. Date on which the threshold was crossed or reached vi: 7 January 2022
6. Date on which issuer notified (DD/MM/YYYY): 11 January 2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights through financial Total of both Total number of voting
attached to shares instruments in % (8.A + rights held in issuer (8.A
(total of 8. A) (total of 8.B 1 + 8.B 8.B) + 8.B) vii
2)
Resulting situation on the date
on which threshold was crossed 20.541513 0 20.541513 26535485
or reached
Position of previous
notification (if 19.05 0 19.05
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of Number of voting rights ix % of voting rights
shares
Direct Indirect Direct Indirect
ISIN code (if possible)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
GB00BD04507 26535485 0 20.541513 0
SUBTOTAL 8. A 26535485 20.541513
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Exercise/ Number of voting rights that may be acquired if
Type of financial Expiration Conversion Period the instrument is % of voting
instrument date x xi rights
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Physical or
Type of financial Expiration Exercise/ cash % of voting
instrument date x Conversion Number of voting rights rights
Period xi Settlement
xii
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and
does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying)
issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal x
entity (please add additional rows as necessary) xiv
% of voting rights if it equals % of voting rights through financial Total of both if it equals or
Name xv or is higher than the instruments if it equals or is higher than is higher than the notifiable
notifiable threshold the notifiable threshold threshold
Acacia
Research 20.541513 0 20.541513
Corporation
Merton
Acquisition 20.541513 0 20.541513
Holdco LLC
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will
be held
11. Additional information xvi
Merton Acquisition Holdco LLC is a wholly-owned subsidiary of Acacia Research Corporation.
Place of completion New York, New York, USA
Date of completion 11 January 2022
-----------------------------------------------------------------------------------------------------------------------
ISIN: GB00BD045071
Category Code: HOL
TIDM: ARIX
LEI Code: 213800OVT3AHQCXNIX43
Sequence No.: 135949
EQS News ID: 1267530
End of Announcement EQS News Service
=------------------------------------------------------------------------------------
Image link:
https://eqs-cockpit.com/cgi-bin/fncls.ssp?fn=show_t_gif&application_id=1267530&application_name=news
(END) Dow Jones Newswires
January 11, 2022 12:04 ET (17:04 GMT)
Arix Bioscience (LSE:ARIX)
Historical Stock Chart
From Mar 2024 to Apr 2024
Arix Bioscience (LSE:ARIX)
Historical Stock Chart
From Apr 2023 to Apr 2024
