Scottish Investment Trust PLC Holding(s) in Company (9460K)
27 September 2016 - 8:15PM
UK Regulatory
TIDMSCIN TIDMAV.
RNS Number : 9460K
Scottish Investment Trust PLC
27 September 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or the Scottish Investment Trust
underlying issuer Plc
of existing shares to which voting
rights are
attached: (ii)
----------------------------------------------------------------- -------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights
-------------------------------------------------------------------- ----------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition of
shares already issued to which voting rights are attached
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An acquisition or disposal of instruments with similar
economic effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
----------------------------------------------------------- ------- ----------------------------------
3. Full name of person(s) Aviva plc & its subsidiaries
subject to the
notification obligation:
(iii)
------------------------------------------------------------- -----------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv) Registered Holder:
State Street Nominees Limited
11,466,065*
Available on Request 24,924*
*denotes direct interest
Chase Nominees Limited 21,910
Vidacos Nominees Limited 35,238
------------------------------------------------------------- -----------------------------------------
5. Date of the transaction 23 September 2016
and date on
which the threshold is
crossed or
reached: (v)
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6. Date on which issuer 26 September 2016
notified:
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7. Threshold(s) that is/are 10% to 11% Change at Direct
crossed or Interest Level &
reached: (vi, vii) 10% to 11% Change at Combined
Interest Level.
------------------------------------------------------------- -----------------------------------------
8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------------ ------------------------------ ----------------------------------------------------------
Number Number Number Number of voting % of voting
of of of rights rights (x)
Shares Voting shares
Rights
------------------ ----------------- ----------- ------------ ----------------------- -------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------------ ----------------- ----------- ------------ ----------- ---------- ------- ----------
Ordinary
Shares
GB0007826091 10,059,182 10,059,182 11,548,137 11,490,989 57,148 11.75% 0.06%
----------------- ----------- ------------ ----------- ---------- ------- ----------
B: Qualifying Financial Instruments
--------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------ ----------------- ------------------------- ----------------------- -------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
-----------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting
instrument price date Conversion rights instrument rights (xix,
(xvii) period refers to xx)
(xviii)
------------------ --------- ----------- ------------ ------------------- ----------------
Nominal Delta
------------------ --------- ----------- ------------ ------------------- -------- ------
Total (A+B+C)
------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------ ----------------------------
11,548,137 11.81%
------------------------ ----------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
------------------------------------------------------------------------------------
The voting rights are managed and controlled by Aviva
Investors Global Services Limited and Friends Provident
International Limited, with the following chain of controlled
undertakings:-
Aviva Investors Global Services Limited:
* Aviva plc (Parent Company)
* Aviva Group Holdings Limited (wholly owned subsidiary
of Aviva plc)
* Aviva Investors Holdings Limited (wholly owned
subsidiary of Aviva Group Holdings Limited)
* Aviva Investors Global Services Limited (wholly owned
subsidiary of Aviva Investors Holdings Limited)
Friends Provident International Limited:
* Aviva plc (Parent Company)
* Aviva Group Holdings Limited (wholly owned subsidiary
of Aviva plc)
* Aviva Life Holdings UK Limited (wholly owned
subsidiary of Aviva Group Holdings Limited)
* Friends Life FPG Limited (wholly owned subsidiary of
Aviva Life Holdings UK Limited)
* Friends Life FPL Limited (wholly owned subsidiary of
Friends Life FPG Limited)
* Friends Life Limited (wholly owned subsidiary of
Friends Life FPL Limited)
* Friends Life and Pensions Limited (wholly owned
subsidiary of Friends Life Limited)
* Friends Provident International Limited (wholly owned
subsidiary of Friends Life and Pensions Limited)
Proxy Voting:
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10. Name of the proxy holder: See Section 4
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11. Number of voting rights proxy
holder will cease to hold:
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12. Date on which proxy holder will
cease to hold voting rights:
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13. Additional information: Figures are based on a total
number of voting rights of
97,755,426, as per the Company's
Transaction in Own Shares
Announcement of 23 September
2016.
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14. Contact name: Neil Whittaker, Aviva plc
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15. Contact telephone number: 01603 684420
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Note: Annex should only be submitted to the FCA not
the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to
the notification obligation
--------------------------------------------------------
Full name
(including legal form of
legal entities)
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Contact address
(registered office for legal
entities)
------------------------------------------------------
Phone number & email
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Other useful information
(at least legal representative
for legal persons)
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B: Identity of the notifier, if applicable
--------------------------------------------------------
Full name
------------------------------------------------------
Contact address
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Phone number & email
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Other useful information
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
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C: Additional information
--------------------------------------------------------
For notes on how to complete form TR-1 please see the
FCA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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