TIDMBARC
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON
ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF
DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1.KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose VANTIV INC
relevant securities this form relates:
(d) Status of person making the disclosure: CONNECTED TO OFFEREE
(e) Date position held/dealing undertaken: 24 July 2017
(f) In addition to the company in 1(c) NO
above, is the discloser making
disclosures in respect of any
other party to the offer?
2.POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a)Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing
Class of USD 0.00001
relevant Class
security: A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 29,817 0.02% 0 0.00%
controlled:
(2) Cash-settled
derivatives:
0 0.00% 0 0.00%
(3) Stock-settled
derivatives
(including
options)
and agreements 1,200 0.00% 108,800 0.07%
to
purchase/sell:
(4)
TOTAL: 31,017 0.02% 108,800 0.07%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b)Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3.DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a)Purchases and sales
(i)Party to an offer or person acting in concert (except for a
principal trader in the same group as a connected adviser)
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.00001 Class A common Purchase 35 64.2300 USD
USD 0.00001 Class A common Purchase 55 64.1423 USD
USD 0.00001 Class A common Purchase 79 64.5496 USD
USD 0.00001 Class A common Purchase 100 64.4700 USD
USD 0.00001 Class A common Purchase 100 64.3350 USD
USD 0.00001 Class A common Purchase 100 64.6500 USD
USD 0.00001 Class A common Purchase 100 64.3300 USD
USD 0.00001 Class A common Purchase 100 64.3200 USD
USD 0.00001 Class A common Purchase 171 64.4500 USD
USD 0.00001 Class A common Purchase 258 64.2407 USD
USD 0.00001 Class A common Purchase 300 63.9100 USD
USD 0.00001 Class A common Purchase 300 64.4550 USD
USD 0.00001 Class A common Purchase 406 64.4217 USD
USD 0.00001 Class A common Purchase 763 64.0015 USD
USD 0.00001 Class A common Purchase 1,000 64.4495 USD
USD 0.00001 Class A common Purchase 1,100 64.3259 USD
USD 0.00001 Class A common Purchase 1,175 64.3424 USD
USD 0.00001 Class A common Purchase 1,193 63.9789 USD
USD 0.00001 Class A common Purchase 1,600 64.4087 USD
USD 0.00001 Class A common Purchase 1,613 64.4300 USD
USD 0.00001 Class A common Purchase 2,000 64.2990 USD
USD 0.00001 Class A common Purchase 2,697 64.2575 USD
USD 0.00001 Class A common Purchase 3,400 64.2059 USD
USD 0.00001 Class A common Purchase 3,653 64.1449 USD
USD 0.00001 Class A common Purchase 4,949 64.0840 USD
USD 0.00001 Class A common Purchase 5,800 64.2717 USD
USD 0.00001 Class A common Purchase 12,151 64.0848 USD
USD 0.00001 Class A common Sale 19 64.5903 USD
USD 0.00001 Class A common Sale 20 64.5300 USD
USD 0.00001 Class A common Sale 35 64.2300 USD
USD 0.00001 Class A common Sale 40 64.5400 USD
USD 0.00001 Class A common Sale 100 64.0529 USD
USD 0.00001 Class A common Sale 100 64.2400 USD
USD 0.00001 Class A common Sale 100 64.3975 USD
USD 0.00001 Class A common Sale 200 64.3250 USD
USD 0.00001 Class A common Sale 663 63.9656 USD
USD 0.00001 Class A common Sale 1,300 64.0332 USD
USD 0.00001 Class A common Sale 1,471 64.4520 USD
USD 0.00001 Class A common Sale 1,713 64.4300 USD
USD 0.00001 Class A common Sale 1,859 64.3530 USD
USD 0.00001 Class A common Sale 1,900 64.2921 USD
USD 0.00001 Class A common Sale 2,435 64.2966 USD
USD 0.00001 Class A common Sale 3,300 64.2513 USD
USD 0.00001 Class A common Sale 4,800 64.3478 USD
USD 0.00001 Class A common Sale 25,043 64.1063 USD
(ii)Principal trader where the sole reason for the connection is
that the principal trader is in the same group as a connected
adviser
Class of Purchases/ sales Total number of Highest price Lowest price
relevant securities per unit per unit
security paid/received paid/received
(b)Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c)Stock-settled derivative transactions (including options)
(i)Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise price Type Expiry date Option money
relevant descriptione.g. purchasing, of securities per unit e.g. American, paid/
security call selling, to European etc. received
option varying etc. which option per unit
relates
(ii)Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d)Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4.OTHER INFORMATION
(a)Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant
securities which may be an inducement
to deal or refrain from dealing entered
into by the party to the offer or
person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
(b)Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the party to
the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
(c)Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 25 Jul 2017
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose VANTIV INC
relevant securities this from relates:
2.STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD Put Purchased -400 55.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Written -1,200 70.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -1,500 60.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Put Written 600 60.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -500 75.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Purchased 100 55.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Written -100 70.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -8,400 65.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -19,600 65.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Written -71,700 70.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Put Purchased -3,300 60.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Purchased 500 60.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Put Purchased -2,100 45.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
3.AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/20170725005718/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
July 25, 2017 06:39 ET (10:39 GMT)
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