|
FORM 8.5
(EPT/NON-RI)
|
|
PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
|
|
EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
|
|
(OR WHERE RI STATUS IS NOT
APPLICABLE)
|
|
Rule 8.5 of the Takeover Code
(the "Code")
|
|
1.
|
KEY
INFORMATION
|
|
(a)
|
Name of exempt principal trader:
|
BARCLAYS CAPITAL SECURITIES LTD
|
|
(b)
|
Name of offeror/offeree in relation to whose
relevant securities this form relates:
|
ANGLO AMERICAN PLC
|
|
(c)
|
Name of the party to the offer with which exempt
principal trader is connected
|
BHP
GROUP LTD
|
|
(d)
|
Date position held/dealing undertaken:
|
28 May 2024
|
|
(e)
|
In
addition to the company in 1(b) above, is the exempt principal
trader making disclosures in respect of any other party to
the offer?
|
YES:
BHP GROUP LTD
|
|
2.
|
POSITIONS OF THE EXEMPT PRINCIPAL TRADER
|
|
(a)
|
Interests and short positions in the relevant securities of
the offeror or offeree
|
|
|
to
which the disclosure relates following the dealing (if
any)
|
|
Class of relevant security:
|
USD
0.54945 ordinary
|
|
|
Interests
|
Short
Positions
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1)
Relevant securities owned and/or controlled:
|
10,051,226
|
0.82%
|
17,190,977
|
1.40%
|
|
(2)
Cash-settled derivatives:
|
17,669,187
|
1.44%
|
5,927,379
|
0.48%
|
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00%
|
103,555
|
0.01%
|
|
TOTAL:
|
27,720,413
|
2.26%
|
23,221,911
|
1.90%
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Rights to subscribe for new securities (including directors
and other executive options)
|
|
Class of relevant security in relation to
which subscription right exists
|
|
|
Details, including nature of the rights
concerned and relevant percentages:
|
|
|
3.
|
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
|
|
(a)
|
Purchase and sales
|
|
|
|
|
|
|
|
Class of relevant
security
|
Purchase/sale
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
|
USD 0.54945
ordinary
|
Sale
|
36802
|
600.2200
ZAR
|
598.2407
ZAR
|
|
USD 0.54945
ordinary
|
Purchase
|
2387471
|
26.2646
GBP
|
25.5727
GBP
|
|
USD 0.54945
ordinary
|
Sale
|
1711482
|
26.2300
GBP
|
25.5727
GBP
|
|
USD 0.54945
ordinary
|
Sale
|
53
|
30.6681
EUR
|
30.6681
EUR
|
|
USD 0.54945
ordinary
|
Purchase
|
3504
|
30.6200
EUR
|
30.6200
EUR
|
|
ADR
|
Sale
|
20684
|
16.4129
USD
|
16.3996
USD
|
|
ADR
|
Purchase
|
20684
|
16.4129
USD
|
16.3996
USD
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Cash-settled derivative transactions
|
|
Class of
relevant
security
|
Product
description
|
Nature of
dealing
|
Number of
reference
securities
|
Price per
unit
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
1
|
25.6600
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2
|
26.0100
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2
|
608.7300
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
18
|
609.2000
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
100
|
610.0000
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
174
|
25.9250
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
178
|
25.5950
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
490
|
25.9364
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
535
|
25.5925
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
569
|
25.9231
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
633
|
25.9195
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
660
|
25.5930
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
672
|
25.8131
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
711
|
25.9993
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
854
|
25.8866
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
915
|
25.6056
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
1,156
|
25.6031
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,649
|
25.9182
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
4,711
|
25.9060
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
5,653
|
25.5801
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
5,757
|
25.6007
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
5,793
|
25.5800
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
5,854
|
25.9021
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
6,145
|
609.9835
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
7,997
|
604.8459
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
7,997
|
25.6089
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
10,426
|
25.9188
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
11,154
|
25.8524
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
12,397
|
603.1900
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
14,171
|
25.7498
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
16,869
|
25.7907
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
18,331
|
25.9695
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
19,058
|
25.9285
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
27,089
|
25.9477
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
29,900
|
25.8466
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
36,942
|
25.8864
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
39,404
|
25.7763
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
42,860
|
25.8018
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
65,463
|
605.1838
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
73,679
|
606.5791
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
111,245
|
25.7610
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
117,336
|
25.7832
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
145,008
|
598.9900
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
326,889
|
25.8030
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
578,487
|
25.5800
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
2
|
601.1402
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
53
|
30.6681
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
100
|
610.0000
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
2,633
|
25.7028
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
7,883
|
603.9886
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
7,997
|
604.6796
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
20,497
|
605.1613
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
37,174
|
600.2200
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
145,006
|
607.3830
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
2
|
608.7300
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
18
|
609.2000
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
51
|
26.0099
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
54
|
25.5783
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
65
|
26.2300
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
67
|
25.9592
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
70
|
25.8766
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
100
|
25.9197
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
149
|
26.0044
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
244
|
26.1910
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
425
|
25.9256
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
791
|
25.8981
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
1,358
|
25.5800
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,745
|
25.7165
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,887
|
26.3300
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,931
|
609.9917
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
2,519
|
25.9741
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3,327
|
25.5906
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
6,145
|
609.9835
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
8,485
|
25.6106
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
10,111
|
25.9698
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
12,397
|
603.1900
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
13,300
|
25.8508
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
14,828
|
25.9463
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
26,197
|
25.5798
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
37,174
|
25.6841
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
48,789
|
25.9582
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
65,463
|
605.1838
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
73,679
|
606.5791
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
107,677
|
25.8682
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
145,008
|
598.9900
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
566,433
|
25.9386
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
2
|
601.1402
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
6
|
25.6238
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
52
|
25.5805
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
699
|
25.7900
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
1,931
|
610.1594
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
3,504
|
30.6233
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
7,883
|
603.9886
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
15,115
|
25.8041
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
20,497
|
605.3429
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
26,536
|
25.8638
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
37,174
|
600.2800
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
145,006
|
607.5652
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
346
|
25.8262
GBP
|
|
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
Class
of
relevant
security
|
Product
description
|
Writing,
purchasing,
selling,
varying etc
|
Number
of
securities
to which
option
relates
|
Exercise
price
per unit
|
Type
|
Expiry
date
|
Option
money
paid/
received
per unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
|
Class of relevant
security
|
Product
description
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
|
Class of relevant
security
|
Nature of
Dealings
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
|
|
4.
|
OTHER INFORMATION
|
|
(a)
|
Indemnity and other dealings arrangements
|
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any
party
to the offer or any person acting in concert with a party to
the offer:
|
|
NONE
|
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
|
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
any derivative is referenced:
|
|
NONE
|
|
(c)
|
Attachments
|
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
YES
|
|
Date of disclosure:
|
29 May 2024
|
|
Contact name:
|
Large Holdings Regulatory
Operations
|
|
Telephone number:
|
020 3134
7213
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUPPLEMENTAL FORM 8 (OPEN
POSITIONS)
|
|
DETAILS OF OPEN OPTION AND
DERIVATIVE POSITIONS, AGREEMENTS TO
|
|
PURCHASE OR SELL
ETC.
|
|
Note 5(i) on Rule 8 of the
Takeover Code (the "Code")
|
|
1. KEY INFORMATION
|
|
Identity of the person whose positions/dealings
are being disclosed:
|
BARCLAYS CAPITAL SECURITIES LTD
|
|
Name of offeror/offeree in relation to whose
relevant securities this from relates:
|
ANGLO AMERICAN PLC
|
|
|
|
|
|
|
|
|
|
|
2. OPTIONS AND DERIVATIVES
|
|
Class
of
relevant
security
|
Product
description
|
Writing,
purchasing,
selling,
varying etc
|
Number
of
securities
to which
option
relates
|
Exercise
price
per unit
|
Type
|
Expiry
date
|
|
USD 0.54945
ordinary
|
Call
Options
|
Written
|
-103,555
|
20.4333
|
European
|
-
|
|
|
|
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3. AGREEMENTS TO PURCHASE OR SELL
ETC.
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Full details should be given so that the nature of the
interest or position can be fully understood:
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