1
|
Details of the person discharging managerial
responsibilities/person closely associated
|
a)
|
Name
|
Josh
Weinstein
|
2
|
Reason for the notification
|
a)
|
Position/status
|
President,
Chief Executive Officer and Chief Climate Officer of Carnival
Corporation & plc / Director
|
b)
|
Initial
notification/ Amendment
|
Initial
Notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Carnival
Corporation
|
b)
|
Legal
Entity Identifier
|
F1OF2ZSX47CR0BCWA982
|
4A
|
Details of the transaction: 1
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Common
stock with a nominal value of US$0.01 per share
CUSIP:
143658300
|
b)
|
Nature
of the transaction
|
Vesting
of time based restricted stock units ("RSUs") granted January 19,
2021.
|
c)
|
Price(s)
and volume(s)
|
Price(s)
$0.00
|
Volume(s)
19,477
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
19,477
$0.00
|
e)
|
Date
of the transaction
|
2024-02-15
|
f)
|
Place
of the transaction
|
Off
Market
|
4B
|
Details of the transaction: 2
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Common
stock with a nominal value of US$0.01 per share
CUSIP:
143658300
|
b)
|
Nature
of the transaction
|
Represents
shares withheld by the Company to cover taxes associated with time
based RSUs granted January 19, 2021.
|
c)
|
Price(s)
and volume(s)
|
Price(s)
$15.3712
|
Volume(s)
7,665
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
7,665
$15.3712
|
e)
|
Date
of the transaction
|
2024-02-15
|
f)
|
Place
of the transaction
|
Off
Market
|
4C
|
Details of the transaction: 3
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Common
stock with a nominal value of US$0.01 per share
CUSIP:
143658300
|
b)
|
Nature
of the transaction
|
Vesting
of Management Incentive Plan-tied restricted stock units ("MTE
RSUs") granted February 21, 2023 pursuant to the Carnival
Corporation 2020 Stock Plan. Each MTE RSU represents a hypothetical
interest in one share of Carnival Corporation common stock. The MTE
RSUs vest pro rata on February 15, 2024 and 2025. The 2022
Management Incentive Plan ("MIP") bonus payout percentage was
applied to the MTE target value to determine the actual MTE grant
value.
|
c)
|
Price(s)
and volume(s)
|
Price(s)
$0.00
|
Volume(s)
56,097
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
56,097
$0.00
|
e)
|
Date
of the transaction
|
2024-02-15
|
f)
|
Place
of the transaction
|
Off
Market
|
4D
|
Details of the transaction: 4
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Common
stock with a nominal value of US$0.01 per share
CUSIP:
143658300
|
b)
|
Nature
of the transaction
|
Represents
shares withheld by the Company to cover taxes associated with
vesting of MTE RSUs granted February 21, 2023.
|
c)
|
Price(s)
and volume(s)
|
Price(s)
$15.3712
|
Volume(s)
22,074
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
22,074
$15.3712
|
e)
|
Date
of the transaction
|
2024-02-15
|
f)
|
Place
of the transaction
|
Off
Market
|
4E
|
Details of the transaction: 5
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Common
stock with a nominal value of US$0.01 per share
CUSIP:
143658300
|
b)
|
Nature
of the transaction
|
Vesting
of performance-based restricted stock units ("PBS RSUs") granted
February 21, 2023 pursuant to the Carnival Corporation 2020 Stock
Plan. Each PBS RSU represents a hypothetical interest in one share
of Carnival Corporation common stock. The PBS RSUs vest pro rata on
February 15, 2024 and 2025. The 2022 MIP bonus payout percentage
was applied to the PBS target value to determine the actual PBS
grant value.
|
c)
|
Price(s)
and volume(s)
|
Price(s)
$0.00
|
Volume(s)
54,452
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
54,452
$0.00
|
e)
|
Date
of the transaction
|
2024-02-15
|
f)
|
Place
of the transaction
|
NYSE
|
4F
|
Details of the transaction: 6
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Common
stock with a nominal value of US$0.01 per share
CUSIP:
143658300
|
b)
|
Nature
of the transaction
|
Represents
shares withheld by the Company to cover taxes associated with
vesting of PBS RSUs granted February 21, 2023.
|
c)
|
Price(s)
and volume(s)
|
Price(s)
$15.3712
|
Volume(s)
21,483
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
21,483
$15.3712
|
e)
|
Date
of the transaction
|
2024-02-15
|
f)
|
Place
of the transaction
|
Off
Market
|
4G
|
Details of the transaction: 7
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Common
stock with a nominal value of US$0.01 per share
CUSIP:
143658300
|
b)
|
Nature
of the transaction
|
Vesting
of time based RSUs granted April 21, 2023.
|
c)
|
Price(s)
and volume(s)
|
Price(s)
$0.00
|
Volume(s)
53,304
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
53,304
$0.00
|
e)
|
Date
of the transaction
|
2024-02-15
|
f)
|
Place
of the transaction
|
Off
Market
|
4H
|
Details of the transaction: 8
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Common
stock with a nominal value of US$0.01 per share
CUSIP:
143658300
|
b)
|
Nature
of the transaction
|
Represents
shares withheld by the Company to cover taxes associated with
vesting of time based RSUs granted April 21, 2023.
|
c)
|
Price(s)
and volume(s)
|
Price(s)
$15.3712
|
Volume(s)
20,975
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
20,975
$15.3712
|
e)
|
Date
of the transaction
|
2024-02-15
|
f)
|
Place
of the transaction
|
Off
Market
|