Carador Income Fund PLC Holding(s) in Company (5908G)
03 March 2018 - 2:32AM
UK Regulatory
TIDMCIFU TIDMCIFR
RNS Number : 5908G
Carador Income Fund PLC
02 March 2018
Standard Form TR-1
Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the Central Bank of Ireland)(i)
-------------------------------------------------------------------------------------
1. Identity of the issuer or the underlying issuer of
existing shares to which voting rights are attached(ii)
: Carador Income Fund plc
-------------------------------------------------------------------------------------
2. Reason for the notification (please tick the appropriate
box or boxes):
[ ] An acquisition or disposal of voting rights
[ ] An acquisition or disposal of financial instruments
[X] An event changing the breakdown of voting rights
[ ] Other (please specify)(iii) :
-------------------------------------------------------------------------------------
3. Details of person subject to the notification obligation(iv)
:
Name: Janus Henderson City and country of registered
Group plc office (if applicable):
London, United Kingdom
------------------------------------- ----------------------------------------------
4. Full name of shareholder(s) (if different from 3.)(v)
:
-------------------------------------------------------------------------------------
5. Date on which the threshold was crossed or reached(vi)
: 1 March 2018
-------------------------------------------------------------------------------------
6. Date on which issuer notified: 2 March 2018
-------------------------------------------------------------------------------------
7. Threshold(s) that is/are crossed or reached: Above
3%
-------------------------------------------------------------------------------------
8. Total positions of person(s) subject to the notification
obligation:
-------------------------------------------------------------------------------------
% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (9.A + 9.B) rights of
(total of instruments issuer(vii)
9.A) (total of
9.B.1 + 9.B.2)
------------------ ----------------- ---------------- ------------- -------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 3.16% - 3.16% 481,034,209
------------------ ----------------- ---------------- ------------- -------------
Position Below 3% - Below3 %
of previous
notification
(if applicable)
------------------ ----------------- ---------------- ------------- -------------
9. Notified details of the resulting situation on the
date on which the threshold was crossed or reached(viii)
:
--------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
--------------------------------------------------------------------------------------------------------------
Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code
(if possible)
--------------------
Direct Indirect Direct Indirect
-------------------- ------------------- ------------- -------------------- ------------------------------
IE00B3D60Z08 - 15,216,677 - 3.16%
-------------------- ------------------- ------------- -------------------- ------------------------------
SUBTOTAL
A 15,216,677 3.16%
-------------------- ---------------------------------- ----------------------------------------------------
B 1: Financial Instruments according to Regulation 17(1)(a)
of the Regulations
--------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion rights that rights
Period(xi) may be acquired
if the instrument
is exercised/converted.
-------------------- ------------------- ------------- --------------------------------- -----------------
SUBTOTAL B.1
------------- --------------------------------- -----------------
B 2: Financial Instruments with similar economic effect
according to Regulation 17(1)(b) of the Regulations
--------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
-------------------- ------------------- ------------- -------------------- ----------- -----------------
SUBTOTAL
B.2
-------------------- ----------- -----------------
10. Information in relation to the person subject to
the notification obligation (please tick the applicable
box):
[ ] Person subject to the notification obligation is
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer.(xiii)
[X] Full chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or legal
entity(xiv) :
Name(xv) % of voting % of voting Total of both
rights if it rights through if it equals
equals or is financial instruments or is higher
higher than if it equals than the notifiable
the notifiable or is higher threshold
threshold than the notifiable
threshold
----------------------- ---------------- ----------------------- ---------------------
Janus Henderson
Group plc, Henderson
Group Holdings
Asset Management
Limited, HGI
Asset Management
Group Limited,
Henderson Global
Group Limited,
Henderson Holdings
Group Limited,
HGI Group Limited,
Henderson Global
Investors (Holdings)
Limited, Henderson
Global Investors
Limited 3.16% 3.16%
----------------------- ---------------- ----------------------- ---------------------
11. In case of proxy voting: [name of the proxy holder]
will cease to hold [% and number] voting rights as of
[date]
-----------------------------------------------------------------------------------------
12. Additional information(xvi) :
-----------------------------------------------------------------------------------------
Done at 201 Bishopsgate, London EC2M 3AE on 2 March 2018.
Annex: Notification of major holdings (only to be filed
with the Central Bank of Ireland and not with the relevant
issuer)
A: Identity of the person subject to the notification
obligation
---------------------------------------------------------------
Full name (including legal form for legal entities)
Janus Henderson Group plc
---------------------------------------------------------------
Contact address (registered office for legal entities)
201 Bishopsgate, London EC2M 3AE
---------------------------------------------------------------
E-Mail
HGIThresholdDisclosures@henderson.com
---------------------------------------------------------------
Phone number / Fax number
+44 207 818 4184
---------------------------------------------------------------
Other useful information (at least legal a contact person
for legal persons)
Scott Dickenson
---------------------------------------------------------------
B: Identity of the notifier, if applicable
---------------------------------------------------------------
Full name
---------------------------------------------------------------
Contact address
---------------------------------------------------------------
E-Mail
---------------------------------------------------------------
Phone number / Fax number
---------------------------------------------------------------
Other useful information (e.g. functional relationship
with the person or legal entity subject to the notification
obligation)
---------------------------------------------------------------
C: Additional information:
---------------------------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLJTMATMBTMBPP
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