BARCLAYS PLC FORM 38.5(b) - DRAGON OIL PLC
14 July 2015 - 9:21PM
UK Regulatory
TIDMDGO
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT,
1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT
RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY
STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
Company dealt in DRAGON OIL PLC
Class of relevant security to which the EUR0.10 ordinary shares
dealings being disclosed relate
Date of dealing 13 July 2015
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the
class of relevant security dealt in (Note 2)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
1,554,196 0.32% 144,875 0.03%
(2) Derivatives (other than options):
138,285 0.03% 1,547,606 0.31%
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 1,692,481 0.34% 1,692,481 0.34%
(b) Interests and short positions in relevant securities of the
company, other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sell Number of Price per unit
securities
Purchase 579 7.2750 GBP
Purchase 1,233 7.2800 GBP
Purchase 4,601 7.2789 GBP
Purchase 5,824 10.2033 EUR
Purchase 7,268 7.2751 GBP
Purchase 22,854 7.2753 GBP
Purchase 112,666 7.2766 GBP
Sale 409 7.2710 GBP
Sale 500 7.2700 GBP
Sale 826 7.2670 GBP
Sale 5,487 7.2736 GBP
Sale 200,000 7.2663 GBP
Sale 218,000 7.2768 GBP
(b) Derivatives transactions (other than options
transactions)
Product Nature of transaction Number of relevant Price per unit
securities
name
CFD Long 212 7.2675 GBP
CFD Long 1,867 7.2716 GBP
SWAP Long 4,643 7.2729 GBP
CFD Long 200,000 7.2663 GBP
CFD Short 1,409 10.1905 EUR
CFD Short 1,909 10.2271 EUR
CFD Short 2,506 10.1976 EUR
SWAP Short 13,100 7.2754 GBP
SWAP Short 17,601 7.2753 GBP
(c) Options transactions in respect of existing relevant
securities
(i) Writing, selling, purchasing or varying
Product Writing, Number Exercise Type, Expiry date Option
name, selling, of price e.g. money
e.g. call purchasing, securities American, paid/received
option varying etc. to which European per unit
the etc. (Note 4)
option
relates
(Note 7)
(ii) Exercising
Product name, Number of securities Exercise price per unit (Note 4)
e.g. call option
(d) Other dealings (including transactions in respect of new
securities) (Note 3)
Nature of transaction Details Price per unit
(Note 7) (if applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options
or derivatives
Full details of any agreement, arrangement or understanding
between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred
to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this
should be stated.
Is a Supplemental Form NO
38.5(b) attached?
Date of disclosure: 14 Jul 2015
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Name of offeree/sell Emirates National Oil Company
with which connected
Nature of connection Financial Adviser
View source version on businesswire.com:
http://www.businesswire.com/news/home/sell/en/
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