TIDMDXNS
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree DIXONS RETAIL PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the DIXONS RETAIL PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 17 April 2014
undertaken:
(e) Has the EPT previously YES:
disclosed, or is it
today disclosing, under CARPHONE WAREHOUSE GROUP PLC
the Code in respect
of any other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 12,875,307 0.35% 9,638,425 0.26%
controlled:
(2) Derivatives
(other
than
options): 8,133,541 0.22% 4,706,158 0.13%
(3) Options and
agreements
to
purchase/sell: 0 0.00% 0 0.00%
(4) TOTAL:
21,008,848 0.57% 14,344,583 0.39%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
ORD Purchase 1,184 0.4494 GBP
ORD Purchase 7,048 0.4517 GBP
ORD Purchase 7,549 0.4485 GBP
ORD Purchase 7,805 0.4481 GBP
ORD Purchase 8,377 0.4458 GBP
ORD Purchase 8,377 0.4500 GBP
ORD Purchase 8,377 0.4501 GBP
ORD Purchase 8,377 0.4526 GBP
ORD Purchase 8,557 0.4475 GBP
ORD Purchase 8,721 0.4544 GBP
ORD Purchase 8,725 0.4512 GBP
ORD Purchase 8,743 0.4498 GBP
ORD Purchase 8,779 0.4480 GBP
ORD Purchase 8,816 0.4534 GBP
ORD Purchase 8,827 0.4493 GBP
ORD Purchase 9,036 0.4504 GBP
ORD Purchase 9,991 0.4527 GBP
ORD Purchase 10,710 0.4529 GBP
ORD Purchase 10,875 0.4516 GBP
ORD Purchase 12,465 0.4520 GBP
ORD Purchase 12,887 0.4511 GBP
ORD Purchase 17,999 0.4509 GBP
ORD Purchase 18,237 0.4510 GBP
ORD Purchase 53,655 0.4530 GBP
ORD Purchase 61,364 0.4507 GBP
ORD Purchase 62,023 0.4532 GBP
ORD Purchase 149,276 0.4523 GBP
ORD Purchase 155,073 0.4514 GBP
ORD Purchase 202,340 0.4506 GBP
ORD Purchase 224,566 0.4515 GBP
ORD Purchase 415,200 0.4519 GBP
ORD Purchase 563,719 0.4502 GBP
ORD Purchase 606,631 0.4508 GBP
ORD Purchase 2,104,966 0.4513 GBP
ORD Sale 4,953 0.4506 GBP
ORD Sale 7,048 0.4517 GBP
ORD Sale 8,377 0.4458 GBP
ORD Sale 8,377 0.4501 GBP
ORD Sale 8,377 0.4519 GBP
ORD Sale 8,377 0.4526 GBP
ORD Sale 8,557 0.4475 GBP
ORD Sale 8,721 0.4544 GBP
ORD Sale 8,743 0.4498 GBP
ORD Sale 8,779 0.4480 GBP
ORD Sale 8,816 0.4534 GBP
ORD Sale 8,817 0.4493 GBP
ORD Sale 9,036 0.4504 GBP
ORD Sale 10,710 0.4529 GBP
ORD Sale 10,875 0.4516 GBP
ORD Sale 10,946 0.4488 GBP
ORD Sale 11,951 0.4492 GBP
ORD Sale 12,465 0.4520 GBP
ORD Sale 17,999 0.4509 GBP
ORD Sale 18,237 0.4510 GBP
ORD Sale 19,162 0.4515 GBP
ORD Sale 46,240 0.4502 GBP
ORD Sale 53,655 0.4530 GBP
ORD Sale 81,689 0.4507 GBP
ORD Sale 113,209 0.4514 GBP
ORD Sale 206,623 0.4495 GBP
ORD Sale 209,449 0.4508 GBP
ORD Sale 300,740 0.4511 GBP
ORD Sale 509,991 0.4527 GBP
ORD Sale 556,641 0.4513 GBP
ORD Sale 634,313 0.4499 GBP
ORD Sale 668,377 0.4500 GBP
ORD Sale 1,493,974 0.4512 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 16,193 0.4526 GBP
ORD SWAP Long 26,026 0.4507 GBP
ORD SWAP Long 272,117 0.4508 GBP
ORD CFD Long 1,010,041 0.4504 GBP
ORD SWAP Short 6,338 0.4516 GBP
ORD SWAP Short 224,616 0.4508 GBP
ORD SWAP Short 372,286 0.4513 GBP
ORD SWAP Short 429,640 0.4524 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 22 Apr 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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