Elementis PLC Holding(s) in Company
01 November 2017 - 10:00PM
UK Regulatory
TIDMELM
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS
1a. Identity of the issuer or the underlying Elementis plc
issuer of existing shares to which voting
rights are attached:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X"
if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Details of person subject to the notification obligation
Name Ameriprise Financial, Inc. and its group
City and country of registered office (if Minneapolis, USA
applicable)
4. Full name of shareholder(s) (if different from 3.)
Name HSBC Global Custody Nominees (UK) Ltd
Nortrust Nominees LTD
Securities Services Nominees Limited
State Street Bank & Trust Boston
State Street Nominees Limited
Vidacos Nominees Ltd
City and country of registered office (if
applicable)
5. Date on which the threshold was crossed or 27/10/2017
reached:
6. Date on which issuer notified (DD/MM/YYYY): 31/10/2017
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both in Total number of
rights attached through financial % (8.A + 8.B) voting rights of
to shares (total instruments issuer
of 8. A) (total of 8.B 1 +
8.B 2)
Resulting 10.002% 0% 10.002% 463,847,882
situation on the
date on which
threshold was
crossed or reached
Position of 5.020% 0% 5.020%
previous
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares
ISIN code (if Direct Indirect Direct Indirect
possible) (Art 9 of (Art 10 of (Art 9 of Directive (Art 10 of
Directive 2004/ Directive 2004/109/ 2004/109/EC) (DTR5.1) Directive 2004/
109/EC) (DTR5.1) EC) (DTR5.2.1) 109/EC)
(DTR5.2.1)
GB0002418548 147,844 46,247,597 0.032% 9.970%
SUBTOTAL 8. A 46,395,441 10.002%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting rights % of voting
instrument date Conversion Period that may be acquired if rights
the instrument is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)
(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation
(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer
Full chain of controlled undertakings through which the voting rights and/or X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional rows as
necessary)
Name % of voting rights if % of voting rights Total of both if it
it equals or is higher through financial equals or is higher
than the notifiable instruments if it than the notifiable
threshold equals or is higher threshold
than the notifiable
threshold
Ameriprise Financial, % % %
Inc.
Ameriprise % % %
International Holdings
GmbH
Threadneedle Asset % % %
Management Holdings
SARL
Threadneedle Holdings % % %
Limited
TAM UK Holdings % % %
Limited
Threadneedle Asset % % %
Management Holdings
Limited
TC Financing Limited % % %
Threadneedle Asset 10.002% % 10.002%
Management Limited
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be N/A
held
This notification is made in accordance with Rule 5.8.12 R(1) of the Disclosure
and Transparency Rules sourcebook.
Wai Wong
Company Secretary
020 7067 2999
1 November 2017
LEI: 549300LQIH685LI2ML36
END
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