Futura Medical PLC Notification of Major Interest in Shares (3164Q)
28 November 2016 - 11:00PM
UK Regulatory
TIDMFUM
RNS Number : 3164Q
Futura Medical PLC
28 November 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
-----------------------------------------------------------------------------------------
1. Identity of the issuer or Futura Medical plc
the underlying issuer
of existing shares to which
voting rights are
attached:
----------------------------------------------------- ----------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-----------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
------------------------------------------------------------------------------- --------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------------------- --------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------------------- --------
An event changing the breakdown of voting rights X
------------------------------------------------------------------------------- --------
Other (please Aggregation of holdings
specify):
---------------------------------------------------- ------------------------- --------
3. Full name of person(s) R.A. Lamb
subject to the
notification obligation:
----------------------------------------------------- ----------------------------------
4. Full name of shareholder(s) -
(if different from 3.):
----------------------------------------------------- ----------------------------------
5. Date of the transaction 22/11/16
and date on
which the threshold is
crossed or
reached:
----------------------------------------------------- ----------------------------------
6. Date on which issuer 28/11/16
notified:
----------------------------------------------------- ----------------------------------
7. Threshold(s) that is/are
crossed or
reached: 8%
----------------------------------------------------- ----------------------------------
8. Notified details:
-------------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
-------------------------------------------------------------------------------------------------------------------------------
Class/type Situation Resulting situation after the triggering
of previous transaction
shares to the
triggering
if possible transaction
using
the ISIN
CODE
-------------- --------------------------- ----------------------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights
Shares Voting rights
Rights
-------------- ------------ ------------- ----------------------------- ------------------------ -------------------------
Direct Indirect Direct Indirect Direct Indirect
-------------- ---------- ----------- --------------- ------------ ------------ ---------- ------------ -----------
Ordinary
Shares
GB0033278473 8,779,110 8,779,110 5,330,400 3,448,710 5,330,400 3,448,710 4.44% 2.87%
------------ ------------- --------------- ------------ ------------ ---------- ------------ -----------
B: Qualifying Financial Instruments
-------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
Period may be
acquired if
the
instrument
is
exercised/
converted.
---------------------------- --------------- ----------------------------- -------------------------- ---------------------
n/a n/a n/a n/a n/a
---------------------------- --------------- ----------------------------- -------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
-------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights
instrument period refers to
---------------- ------------ --------------- ------------- -------------------------------------- -----------------------
Nominal Delta
---------------- ------------ --------------- ------------- -------------------------------------- ------------ ---------
Total (A+B+C)
-------------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------------------- ---------------------------------------------------------------
8,779,110 7.31%
-------------------------------------------------------------- ---------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
----------------------------------------------------------------------------
R. A Lamb (and wife) 5,080,400 4.23%
--------------------------------------------------- ----------- ----------
R. A Lamb Trust 250,000 0.21%
--------------------------------------------------- ----------- ----------
Shares held by others
but connected to
R. A Lamb 3,448,710 2.87%
--------------------------------------------------- ----------- ----------
Proxy Voting:
----------------------------------------------------------------------------
10. Name of the proxy n/a
holder:
--------------------------------------------------- -----------------------
11. Number of voting n/a
rights proxy holder
will cease to hold:
--------------------------------------------------- -----------------------
12. Date on which proxy n/a
holder will cease to
hold voting rights:
--------------------------------------------------- -----------------------
13. Additional information:
--------------------------------------------------- -----------------------
14. Contact name: Derek Martin
--------------------------------------------------- -----------------------
15. Contact telephone
number: 01483 685670
--------------------------------------------------- -----------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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