General Electric Company Director/PDMR Shareholding (5266I)
22 March 2018 - 6:00PM
UK Regulatory
TIDMGEC
RNS Number : 5266I
General Electric Company
21 March 2018
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number:
[ ] Check Washington, D.C. 20549 3235-0287
this box if Estimated
no longer STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP average burden
subject to OF SECURITIES hours per
Section 16. response...
Form 4 or 0.5
Form 5 obligations
may continue.
See Instruction
1(b).
-------------------
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section
30(h) of the Investment Company Act of
1940
1. Name and Address 2. Issuer Name and 5. Relationship of
of Reporting Person Ticker or Trading Symbol Reporting Person(s)
(*) to Issuer (Check all
GENERAL ELECTRIC CO applicable)
DIMITRIEF ALEXANDER [ GE ]
_____ Director _____
10% Owner
__ X __ Officer (give
title below) _____
Other (specify below)
Senior Vice President
------------------------------------------------- ----------------------------------------------------------------- -------------------------------------------------------------
(Last) (First) (Middle) 3. Date of Earliest
Transaction (MM/DD/YYYY)
GENERAL ELECTRIC COMPANY,
41 FARNSWORTH STREET 3/19/2018
------------------------------------------------- -----------------------------------------------------------------
(Street) 4. If Amendment, Date 6. Individual or Joint/Group
Original Filed (MM/DD/YYYY) Filing (Check Applicable
Line)
BOSTON, MA 02210 _ X _ Form filed by
One Reporting Person
(City) (State) (Zip) ___ Form filed by
More than One Reporting
Person
------------------------------------------------- ----------------------------------------------------------------- -------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
1.Title of 2. 2A. 3. Trans. 4. Securities 5. Amount 6. Ownership 7. Nature
Security Trans. Deemed Code Acquired of Securities Form: Direct of Indirect
(Instr. 3) Date Execution (Instr. (A) or Beneficially (D) or Indirect Beneficial
Date, 8) Disposed Owned (I) (Instr. Ownership
if any of (D) Following 4) (Instr. 4)
(Instr. Reported
3, 4 and Transaction(s)
5) (Instr.
3 and 4)
--------------------- --------- --------------- -------------- --------------------------------- -------------- ------------------- ----------------------------------------
(A)
or
Code V Amount (D) Price
------ ------ -------- ----------- ----------
Table II - Derivative Securities Beneficially Owned ( e.g.
, puts, calls, warrants, options, convertible securities)
1. Title 2. 3. 3A. 4. 5. Number 6. Date 7. Title 8. Price 9. Number 10. 11.
of Conversion Trans. Deemed Trans. of Derivative Exercisable and Amount of of derivative Ownership Nature
Derivate or Date Execution Code Securities and Expiration of Securities Derivative Securities Form of Indirect
Security Exercise Date, (Instr. Acquired Date Underlying Security Beneficially of Beneficial
(Instr. Price if 8) (A) or Derivative (Instr. Owned Derivative Ownership
3) of any Disposed Security 5) Following Security: (Instr.
Derivative of (D) (Instr. Reported Direct 4)
Security (Instr. 3 and Transaction(s) (D)
3, 4 4) (Instr. or
and 5) 4) Indirect
(I)
(Instr.
4)
--------- ---------- --------- --------- ------------ ---------------- ----------------------- ----------------------- ---------- -------------- ---------- ------------
Date Expiration Title Amount
Exercisable Date or
Number
of
Code V (A) (D) Shares
---- ------ ------ -------- ----------- ---------- -------------- -------
Employee
Stock
Option
(right Common
to buy) $14.07 3/19/2018 A 500000 (1) 3/19/2028 Stock 500000 $0 500000 D
--------- ---------- --------- --------- ---- ------ ------ -------- ----------- ---------- -------------- ------- ---------- -------------- ---------- ------------
Explanation of Responses:
(1) The Stock Options become exercisable in three equal annual
installments of 33.3% each, beginning on the first anniversary
of the grant date.
Reporting Owners
Reporting Owner Name Relationships
/ Address
--------------------- ---------------------------------------
Director 10% Owner Officer Other
-------- --------- ----------- -----
DIMITRIEF ALEXANDER Senior Vice
GENERAL ELECTRIC President
COMPANY
41 FARNSWORTH STREET
BOSTON, MA 02210
--------------------- -------- --------- ----------- -----
Signatures
Brian Sandstrom on behalf of 3/21/2018
Alexander Dimitrief
-------------------------------- ---------
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities
beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person,
see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute
Federal Criminal Violations. See 18 U.S.C. 1001 and 15
U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually
signed. If space is insufficient, see Instruction 6 for
procedure.
Persons who respond to the collection of information contained
in this form are not required to respond unless the form
displays a currently valid OMB control number.
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number:
[ ] Check Washington, D.C. 20549 3235-0287
this box if Estimated
no longer STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP average burden
subject to OF SECURITIES hours per
Section 16. response...
Form 4 or 0.5
Form 5 obligations
may continue.
See Instruction
1(b).
-------------------
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section
30(h) of the Investment Company Act of
1940
1. Name and Address 2. Issuer Name and 5. Relationship of
of Reporting Person Ticker or Trading Symbol Reporting Person(s)
(*) to Issuer (Check all
GENERAL ELECTRIC CO applicable)
Hauser Jan [ GE ]
_____ Director _____
10% Owner
__ X __ Officer (give
title below) _____
Other (specify below)
Vice President
--------------------------------------------------- ------------------------------------------------------------ -------------------------------------------------------------
(Last) (First) (Middle) 3. Date of Earliest
Transaction (MM/DD/YYYY)
GENERAL ELECTRIC COMPANY,
41 FARNSWORTH STREET 3/19/2018
--------------------------------------------------- ------------------------------------------------------------
(Street) 4. If Amendment, Date 6. Individual or Joint/Group
Original Filed (MM/DD/YYYY) Filing (Check Applicable
Line)
BOSTON, MA 02210 _ X _ Form filed by
One Reporting Person
(City) (State) (Zip) ___ Form filed by
More than One Reporting
Person
--------------------------------------------------- ------------------------------------------------------------ -------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
1.Title of 2. 2A. 3. Trans. 4. Securities 5. Amount 6. Ownership 7. Nature
Security Trans. Deemed Code Acquired of Securities Form: Direct of Indirect
(Instr. 3) Date Execution (Instr. (A) or Beneficially (D) or Indirect Beneficial
Date, 8) Disposed Owned (I) (Instr. Ownership
if any of (D) Following 4) (Instr. 4)
(Instr. Reported
3, 4 and Transaction(s)
5) (Instr.
3 and 4)
----------------------- --------- --------- ---------------- -------------------------------- -------------- ------------------- ----------------------------------------
(A)
or
Code V Amount (D) Price
-------- ------ ------- ----------- ----------
Table II - Derivative Securities Beneficially Owned ( e.g.
, puts, calls, warrants, options, convertible securities)
1. Title 2. 3. 3A. 4. 5. Number 6. Date 7. Title 8. Price 9. Number 10. 11.
of Derivate Conversion Trans. Deemed Trans. of Derivative Exercisable and Amount of of derivative Ownership Nature
Security or Date Execution Code Securities and Expiration of Securities Derivative Securities Form of Indirect
(Instr. Exercise Date, (Instr. Acquired Date Underlying Security Beneficially of Beneficial
3) Price if 8) (A) Derivative (Instr. Owned Derivative Ownership
of any or Disposed Security 5) Following Security: (Instr.
Derivative of (D) (Instr. Reported Direct 4)
Security (Instr. 3 and Transaction(s) (D)
3, 4 4) (Instr. or
and 4) Indirect
5) (I)
(Instr.
4)
----------- ---------- --------- --------- -------- --------------- ----------------------- ----------------------- ---------- -------------- ---------- ------------
Date Expiration Title Amount
Exercisable Date or
Number
of
Code V (A) (D) Shares
---- ------ ------- ----------- ---------- -------------- -------
Restricted
Stock Common
Unit (1) 3/19/2018 A 33807 (2) (2) Stock 33807 $0 33807 D
----------- ---------- --------- --------- ---- ------ ------- ----------- ---------- -------------- ------- ---------- -------------- ---------- ------------
Explanation of Responses:
(1) 1 for 1
(2) The Restricted Stock Units vest in three equal annual
installments of 33.3% each beginning on the first anniversary
of the grant date.
Reporting Owners
Reporting Owner Name Relationships
/ Address
--------------------- ------------------------------------------
Director 10% Owner Officer Other
-------- --------- -------------- -----
Hauser Jan Vice President
GENERAL ELECTRIC
COMPANY
41 FARNSWORTH STREET
BOSTON, MA 02210
--------------------- -------- --------- -------------- -----
Signatures
Brian Sandstrom on behalf 3/21/2018
of Jan Hauser
------------------------- ---------
** Signature of Reporting Date
Person
Reminder: Report on a separate line for each class of securities
beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person,
see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute
Federal Criminal Violations. See 18 U.S.C. 1001 and 15
U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually
signed. If space is insufficient, see Instruction 6 for
procedure.
Persons who respond to the collection of information contained
in this form are not required to respond unless the form
displays a currently valid OMB control number.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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