JPMorgan Securities Plc Form 8.5 (EPT/RI)-Go-Ahead Group plc amend (3565Q)
28 June 2022 - 1:57AM
UK Regulatory
TIDMGOG
RNS Number : 3565Q
JPMorgan Securities Plc
27 June 2022
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities Go-Ahead Group plc
this form relates:
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal trader is Financial Adviser to Kelsian Group Limited
connected:
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(d) Date dealing undertaken: 22 June 2022
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(e) In addition to the company in 1(b) above, is the exempt principal N/A
trader making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
-------------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
10p ordinary Purchase 44,822 16.0400 GBP 15.9000 GBP
Sale 174,599 16.0200 GBP 15.9250 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
10p ordinary Equity Swap Decrease Long 333 15.9406 GBP
797 15.9796 GBP
5,245 15.9800 GBP
3,324 15.9810 GBP
891 15.9937 GBP
373 16.0003 GBP
7,195 16.0081 GBP
Decrease Short 12,986 15.9800 GBP
832 15.9879 GBP
389 15.9907 GBP
60,840 15.9971 GBP
92,693 15.9920 GBP
Increase Long 380 15.9250 GBP
10 15.9792 GBP
1,433 15.9808 GBP
886 15.9820 GBP
Increase Short 1,857 15.9650 GBP
282 15.9692 GBP
3,000 15.9741 GBP
12,799 15.9799 GBP
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 27 June 2022
Contact name: Alwyn Basch
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Telephone number: 020 7742 7407
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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