Global Resources Investment Tst PLC Holding(s) in Company (8963E)
11 May 2017 - 9:55PM
UK Regulatory
TIDMGRIT
RNS Number : 8963E
Global Resources Investment Tst PLC
11 May 2017
11 May 2017
LEI: 2138005OJKGWG3X4SY51
GLOBAL RESOURCES INVESTMENT TRUST PLC
("GRIT" or the "Company")
TR1
On 25 April 2017 the Company announced that Philip J Milton's
holding in the ordinary shares of the Company had increased to
8,408,980 shares, representing 20.04% of the shares in issue.
On 7 September 2016 and 21 March 2017 the Company had been
notified that Philip J Milton had increased its holding in the
ordinary shares of the Company to 17.08% and 20.26% respectively;
however, the Company failed to send the associated TR1s to the
London Stock Exchange. The TR1s for these transactions are detailed
below.
Enquiries to:
Martin Cassels Tel: +(0) 131
R&H Fund Services Limited 550 3765
Company Secretary and Administrator
------------------------------------- --------------
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Global Resources Investment
the underlying issuer Trust Plc (GRIT)
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------- -----------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights P
------------------------------------------------------------ ----------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ ----------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ ----------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ ----------------------------
Other (please
specify):
---------------------------------------------------------- ----------------------------
3. Full name of person(s) Philip J Milton & Company
subject to the Plc
notification obligation:
(iii)
----------------------------------------------------------- -----------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- -----------------------------
5. Date of the transaction 6 September 2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -----------------------------
6. Date on which issuer 7 September 2016
notified:
----------------------------------------------------------- -----------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 17%
----------------------------------------------------------- -----------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ---------------------------------- -------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- ---------------- ---------------- -------------- ------------------------ -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ------------ ------------ -------------- ---------- ------------ ------------ -----------
GB00BCKFVJ45 6541429 6541429 6827144 6827144 17.08%
------------- ---------------- ---------------- -------------- ---------- ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- -------------- -------------------------------- -------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- -------------- -------------- ---------------- -------------------------- -----------------------
Nominal Delta
--------------- -------------- -------------- ---------------- -------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------- -----------------------------------------------------------------
6827144 17.08%
--------------------------------------------------- -----------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
------------------------------------------------------------------------------
Proxy Voting:
------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- ---------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------- ---------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------- ---------------
13. Additional information:
------------------------------------------------------------- ---------------
14. Contact name: Aidan McCarthy
------------------------------------------------------------- ---------------
15. Contact telephone number: 01271 344300
------------------------------------------------------------- ---------------
Note: Annex should only be submitted to the FSA not
the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to
the notification obligation
------------------------------------------------------------------
Full name Philip J Milton & Company
(including legal form of Plc
legal entities)
------------------------------------ ----------------------------
Contact address Choweree House, 21 Boutport
(registered office for legal Street, Barnstaple, Devon,
entities) EX31 1RP
------------------------------------ ----------------------------
Phone number & email 01271 344300
info@miltonpj.net
------------------------------------ ----------------------------
Other useful information
(at least legal representative
for legal persons)
------------------------------------ ----------------------------
B: Identity of the notifier, if applicable
------------------------------------------------------------------
Full name Aidan McCarthy
------------------------------------ ----------------------------
Contact address As Above
------------------------------------ ----------------------------
Phone number & email 01271 344300
aidan@miltonpj.net
------------------------------------ ----------------------------
Other useful information
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
------------------------------------ ----------------------------
C: Additional information
------------------------------------------------------------------
Discretionary managed investments for clients are held
in the nominee names of our administrators, Quai and
Transact. These are Transact Nominees Ltd and for Quai,
it is Pershing Nominees Limited.
------------------------------------------------------------------
For notes on how to complete form TR-1 please see the
FSA website.
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Global Resources Investment
the underlying issuer Trust Plc (GRIT)
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------- -----------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights P
------------------------------------------------------------ ----------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ ----------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ ----------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ ----------------------------
Other (please
specify):
---------------------------------------------------------- ----------------------------
3. Full name of person(s) Philip J Milton & Company
subject to the Plc
notification obligation:
(iii)
----------------------------------------------------------- -----------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- -----------------------------
5. Date of the transaction 24 February 2017
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -----------------------------
6. Date on which issuer 21 March 2017
notified:
----------------------------------------------------------- -----------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 20%
----------------------------------------------------------- -----------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ---------------------------------- -------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- ---------------- ---------------- -------------- ------------------------ -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ------------ ------------ -------------- ---------- ------------ ------------ -----------
GB00BCKFVJ45 7754627 7754627 8098639 8098639 20.26%
------------- ---------------- ---------------- -------------- ---------- ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- -------------- -------------------------------- -------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- -------------- -------------- ---------------- -------------------------- -----------------------
Nominal Delta
--------------- -------------- -------------- ---------------- -------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------- -----------------------------------------------------------------
8098639 20.26%
--------------------------------------------------- -----------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------
Proxy Voting:
-----------------------------------------------------------------
10. Name of the proxy holder:
--------------------------------------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
--------------------------------------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
--------------------------------------------------------------
13. Additional information:
------------------------------------------------------------ ---
14. Contact name:
------------------------------------------------------------ ---
15. Contact telephone number:
------------------------------------------------------------ ---
Note: Annex should only be submitted to the FCA not
the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to
the notification obligation
------------------------------------------------------------------
Full name Philip J Milton & Company
(including legal form of Plc
legal entities)
------------------------------------ ----------------------------
Contact address Choweree House, 21 Boutport
(registered office for legal Street, Barnstaple, Devon,
entities) EX31 1RP
------------------------------------ ----------------------------
Phone number & email 01271 344300
info@miltonpj.net
------------------------------------ ----------------------------
Other useful information
(at least legal representative
for legal persons)
------------------------------------ ----------------------------
B: Identity of the notifier, if applicable B: Identity of the notifier, if applicable
------------------------------------------------------------------ -------------------------------------------
Full name Aidan McCarthy
------------------------------------ ----------------------------
Contact address As Above
------------------------------------ ----------------------------
Phone number & email 01271 344300
aidan@miltonpj.net
------------------------------------ ----------------------------
Other useful information
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
------------------------------------ ----------------------------
C: Additional information
------------------------------------------------------------------
Discretionary managed investments for clients are held
in the nominee names of our administrators, Quai and
Transact. These are Transact Nominees Ltd and for Quai,
it is Winterflood Client Nominees Limited.
------------------------------------------------------------------
For notes on how to complete form TR-1 please see the
FCA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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