Harwood Wealth Management Group PLC Holding(s) in Company (9223C)
21 April 2017 - 4:00PM
UK Regulatory
TIDMHW.
RNS Number : 9223C
Harwood Wealth Management Group PLC
21 April 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
-----------------------------------------------------------------------------------
1. Identity of the issuer or HARWOOD WEALTH MANAGEMENT
the underlying issuer GROUP PLC
of existing shares to which
voting rights are
attached: (ii)
------------------------------------------------------ ---------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-----------------------------------------------------------------------------------
An acquisition or disposal of voting rights ü
------------------------------------------------------- --------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------- --------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------- --------------------------
An event changing the breakdown of voting rights ü
------------------------------------------------------- --------------------------
Other (please
specify):
----------------------------------------------------- --------------------------
3. Full name of person(s) HARGREAVE HALE LIMITED
subject to the
notification obligation:
(iii)
------------------------------------------------------ ---------------------------
4. Full name of shareholder(s) DISCRETIONARY CLIENTS
(if different from 3.):(iv)
------------------------------------------------------ ---------------------------
5. Date of the transaction 19 APRIL 2017
and date on
which the threshold is
crossed or
reached: (v)
------------------------------------------------------ ---------------------------
6. Date on which issuer 20 APRIL 2017
notified:
------------------------------------------------------ ---------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 5%
------------------------------------------------------ ---------------------------
8. Notified details:
------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- -----------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- --------------- --------------- ------------------------- ------------------------ ------------------
Direct Indirect Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- ----------- ------------ ---------- ------------ ------- ---------
GB00BYYWB172 2,350,000 2,350,000 3,683,000 3,683,000 5.8888%
--------------- --------------- ----------- ------------ ---------- ------------ ------- ---------
B: Qualifying Financial Instruments
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- --------------- -------------------------- ------------------------------------ ------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- --------------- ------------- ----------- -------------------------- ------------------------------
Nominal Delta
--------------- --------------- ------------- ----------- -------------------------- ------------------- ---------
Total (A+B+C)
------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------ ----------------------------------------------------------
3,683,000 5.8888%
------------------------------------------------------------ ----------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
------------------------------------------------------------------------------------------------
3,299,720 of these shares are held for a unit trust
operated by Marlborough Fund Managers Ltd, for whom
Hargreave Hale Ltd manages the investments on a discretionary
basis. The remaining balance is held on behalf of other
discretionary clients.
Proxy Voting:
------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
---------------------------------------------------------------- ------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
---------------------------------------------------------------- ------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
---------------------------------------------------------------- ------------------------------
The change in the percentage
13. Additional information: of shares held is due to
participation in the placing
by Harwood Wealth Management
Group Plc, the shares from
which were admitted to AIM
on 19/04/2017.
---------------------------------------------------------------- ------------------------------
14. Contact name: David Clueit
Hargreave Hale Ltd
---------------------------------------------------------------- ------------------------------
15. Contact telephone number: 01253 754739
---------------------------------------------------------------- ------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLIMMLTMBATBFR
(END) Dow Jones Newswires
April 21, 2017 02:00 ET (06:00 GMT)
Harwood Wealth Management (LSE:HW.)
Historical Stock Chart
From Apr 2024 to May 2024
Harwood Wealth Management (LSE:HW.)
Historical Stock Chart
From May 2023 to May 2024
Real-Time news about Harwood Wealth Management Group Plc (London Stock Exchange): 0 recent articles
More Harwood Wealth News Articles