TIDMMTW
RNS Number : 4818W
Mattioli Woods PLC
14 November 2017
14 November 2017
Mattioli Woods plc
("Mattioli Woods" or "the Company")
Notification of Transactions of Persons Discharging Managerial
Responsibilities ("PDMRs")
As required by Article 19.3 of Regulation (EU) No. 596/2014 on
market abuse, Mattioli Woods (AIM: MTW.L), the specialist wealth
management and employee benefits business, announces that on 13
November 2017 it received confirmation that on 10 November 2017,
certain of its persons discharging managerial responsibilities
("PDMRs") bought 65,600 Ordinary Shares of 1p each in the Company
("Ordinary Shares"). In addition, on 13 November 2017 options to
subscribe for 76,761 new Ordinary Shares ("Options") were exercised
by certain of its PDMRs and employees. Immediately following the
exercise of Options by PDMRs, Ordinary Shares totalling 62,658 were
sold on their behalf.
PDMR Dealings
On 10 November 2017 Ian Mattioli (Chief Executive Officer of the
Company) and Carol Duncumb (Non-Executive Director of the Company)
purchased Ordinary Shares of 63,080 and 2,520 respectively at a
cost of 792.50 pence per share. Their resultant interests in the
Company are:
Number of shares Percentage of issued
Name Date of transaction purchased Purchase price Total shares held share capital
-------------- -------------------- ---------------------- -------------- ----------------- ---------------------
Ian Mattioli 10-Nov-2017 63,080 792.50p 3,299,235 12.67%
Carol Duncumb 10-Nov-2017 2,520 792.50p 8,800 0.03%
Exercise of Options
On 13 November 2017 Nathan Imlach (Chief Financial Officer of
the Company), Murray Smith (Group Managing Director of the Company)
and Mark Smith (Chief Operating Officer of the Company), who are
each considered to be PDMRs, exercised 28,307 Options, 24,421
Options and 15,611 Options respectively at an option exercise price
of 1 pence per share. Their total interest in Options following
these exercises is:
Total Interest in Nominal Cost Options Total Interest in
Nominal Cost Options exercised on 13 November Nominal Cost Options
Name before exercise 2017 following exercise
-------------- --------------------- ------------------------- ---------------------
Nathan Imlach 130,271 28,307 101,964
Murray Smith 113,771 24,421 89,350
Mark Smith 106,678 15,611 91,067
Following the exercise of Options on 13 November 2017, Nathan
Imlach, Murray Smith and Mark Smith sold 21,231, 25,816 and 15,611
Ordinary Shares respectively at a price of 794.49 pence per share.
Their resultant interests in the Company are:
Number of Percentage of
Date of shares Number of Total shares issued share
Name transaction purchased Purchase price shares sold Sale price held capital
Nathan Imlach 13-Nov-2017 28,307 1.00p 21,231 794.49p 111,986 0.43%
Murray Smith 13-Nov-2017 24,421 1.00p 25,816 794.49p 87,786 0.34%
Mark Smith 13-Nov-2017 15,611 1.00p 15,611 794.49p 5,312 0.02%
Separately, on 13 November 2017, Nathan Imlach sold 7,076
Ordinary Shares to his personal pension scheme at a price of 792.50
pence per share. Nathan Imlach's beneficial interest remains at
111,986 Ordinary Shares, representing 0.43% of the Company's issued
share capital.
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
The information set out below is provided in accordance with the
requirements of Article 19(3) of the EU Market Abuse Regulation No
596/2014.
1 Details of the person discharging managerial
responsibilities/person closely associated
--- ------------------------------------------------------------
a) Name 1. Ian Mattioli
2. Carol Duncumb
--- ------------------------ ----------------------------------
2 Reason for the notification
--- ------------------------------------------------------------
a) Position/status 1. Executive director and PDMR,
Chief Executive Officer
2. Non-Executive director
--- ------------------------ ----------------------------------
b) Initial notification Initial Notification
/Amendment
--- ------------------------ ----------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- ------------------------------------------------------------
a) Name Mattioli Woods plc
--- ------------------------ ----------------------------------
b) LEI 2138003LAM79SNI63R97
--- ------------------------ ----------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- ------------------------------------------------------------
a) Description of Ordinary Shares of 1 pence
the financial each
instrument, type
of instrument
ISIN: GB00B0MT3Y97
Identification
code
--- ------------------------ ----------------------------------
b) Nature of the Acquisition of ordinary shares
transaction
--- ------------------------ ----------------------------------
c) Price(s) and Price(s) Volume(s)
volume(s)
--- ------------------------ -------------------- ------------
1. 792.50p per 1. 63,080
Ordinary Share
2. 792.50p per 2. 2,520
Ordinary Share
--- ------------------------ -------------------- ------------
d) Aggregated information
- Aggregated N/A (Single transaction)
volume
- Price
--- ------------------------ ----------------------------------
e) Date of the transaction 1. 10 November 2017
2. 10 November 2017
--- ------------------------ ----------------------------------
f) Place of the London Stock Exchange, AIM
transaction
--- ------------------------ ----------------------------------
1 Details of the person discharging managerial
responsibilities/person closely associated
--- --------------------------------------------------------------
a) Name 1. Nathan Imlach
2. Murray Smith
3. Mark Smith
--- ------------------------ ------------------------------------
2 Reason for the notification
--- --------------------------------------------------------------
a) Position/status 1. Executive director and PDMR,
Chief Financial Officer
2. Executive director and PDMR,
Group Managing Director
3. PDMR, Chief Operating Officer
--- ------------------------ ------------------------------------
b) Initial notification Initial Notification
/Amendment
--- ------------------------ ------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- --------------------------------------------------------------
a) Name Mattioli Woods plc
--- ------------------------ ------------------------------------
b) LEI 2138003LAM79SNI63R97
--- ------------------------ ------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- --------------------------------------------------------------
a) Description of Ordinary Shares of 1 pence
the financial each
instrument, type
of instrument
ISIN: GB00B0MT3Y97
Identification
code
--- ------------------------ ------------------------------------
b) Nature of the Exercise of share options
transaction
--- ------------------------ ------------------------------------
c) Price(s) and Price(s) Volume(s)
volume(s)
--- ------------------------ ---------------------- ------------
1. 1p per Ordinary 1. 28,307
Share
2. 1p per Ordinary 2. 24,421
Share
3. 1p per Ordinary 3. 15,611
Share
--- ------------------------ ---------------------- ------------
d) Aggregated information
- Aggregated N/A (Single transaction)
volume
- Price
--- ------------------------ ------------------------------------
e) Date of the transaction 1. 13 November 2017
2. 13 November 2017
3. 13 November 2017
--- ------------------------ ------------------------------------
f) Place of the London Stock Exchange, AIM
transaction
--- ------------------------ ------------------------------------
1 Details of the person discharging managerial
responsibilities/person closely associated
--- --------------------------------------------------------------
a) Name 1. Nathan Imlach
2. Murray Smith
3. Mark Smith
--- ------------------------ ------------------------------------
2 Reason for the notification
--- --------------------------------------------------------------
a) Position/status 1. Executive director and PDMR,
Chief Financial Officer
2. Executive director and PDMR,
Group Managing Director
3. PDMR, Chief Operating Officer
--- ------------------------ ------------------------------------
b) Initial notification Initial Notification
/Amendment
--- ------------------------ ------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- --------------------------------------------------------------
a) Name Mattioli Woods plc
--- ------------------------ ------------------------------------
b) LEI 2138003LAM79SNI63R97
--- ------------------------ ------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- --------------------------------------------------------------
a) Description of Ordinary Shares of 1 pence
the financial each
instrument, type
of instrument
ISIN: GB00B0MT3Y97
Identification
code
--- ------------------------ ------------------------------------
b) Nature of the Sale of ordinary shares
transaction
--- ------------------------ ------------------------------------
c) Price(s) and Price(s) Volume(s)
volume(s)
--- ------------------------ --------------------- -------------
1. 794.49p per 1. 21,231
Ordinary Share
2. 794.49p per 2. 25,816
Ordinary Share
3. 794.49p per 3. 15,611
Ordinary Share
--- ------------------------ --------------------- -------------
d) Aggregated information
- Aggregated N/A (Single transaction)
volume
- Price
--- ------------------------ ------------------------------------
e) Date of the transaction 1. 13 November 2017
2. 13 November 2017
3. 13 November 2017
--- ------------------------ ------------------------------------
f) Place of the London Stock Exchange, AIM
transaction
--- ------------------------ ------------------------------------
- Ends -
For further information please contact:
Mattioli Woods plc
Nathan Imlach, Chief Financial Tel: +44 (0) 116 240
Officer 8700
www.mattioli-woods.com
Canaccord Genuity Limited
Sunil Duggal, Investment Tel: +44 (0) 20 7523
Banking 8000
Andrew Buchanan, Corporate www.canaccordgenuity.com
Broking
Margarita Mitropoulou,
Corporate Broking
This information is provided by RNS
The company news service from the London Stock Exchange
END
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