Rathbone Brothers Director/Pdmr Shareholding
07 November 2018 - 1:20AM
UK Regulatory
TIDMRAT
Rathbone Brothers Plc (the "Company")
Notification of Transactions of Persons Discharging Managerial
Responsibilities
The Company announces that on 5 November 2018, ordinary shares of 5p
were allotted at GBP23.54 (mid-market close on 30 April 2018) to
Equiniti Share Plan Trustees Limited, the trustee of the Company's
Inland Revenue Approved Share Incentive Plan in respect of partnership
shares and matching shares.
Subject to the deed and rules of the plan, the shares will continue to
be held on the behalf of the following PDMRs.
The notifications below, which have been made in accordance with the
requirements of the EU Market Abuse Regulation, provides further detail.
Enquiries:
Ali Johnson
Company Secretary
Telephone - 0207 399 0326
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely associated
with them
1 Details of the person discharging managerial responsibilities/person
closely associated
---------------------------------------------------------------------------------------------------------------------
a) Name Philip Howell
----------------------------------------------------------- --------------------------------------------------------
2 Reason for the notification
---------------------------------------------------------------------------------------------------------------------
a) Position/status Chief Executive
----------------------------------------------------------- --------------------------------------------------------
b) Initial notification/Amendment Initial notification
----------------------------------------------------------- --------------------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------------------------------------------------
a) Name Rathbone Brothers Plc
----------------------------------------------------------- --------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
----------------------------------------------------------- --------------------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
where transactions have been conducted
---------------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of instrument Ordinary Shares of 5p each
Identification code ISIN: GB0002148343
----------------------------------------------------------- --------------------------------------------------------
b) Nature of the transaction Acquisition of partnership and matching shares under
the Rathbone Brothers Plc Inland Revenue Approved
Share Incentive Plan.
----------------------------------------------------------- --------------------------------------------------------
Price(s) Volume(s)
----------------------------------------------------------- --------------- ---------------------------------------
GBP 23.54 39 partnership shares
--------- ---------------------------------------
c) Price(s) and volume(s) GBP 23.54 39 matching shares
----------------------------------------------------------- --------- ---------------------------------------
d) Aggregated information
- Aggregated volume Not applicable -- single transaction
- Price
--------------------------------------------------------
e) Date of the transaction 2018-11-05
----------------------------------------------------------- --------------------------------------------------------
f) Place of the transaction Outside a trading venue
----------------------------------------------------------- --------------------------------------------------------
1 Details of the person discharging managerial responsibilities/person
closely associated
---------------------------------------------------------------------------------------------------------------------
a) Name Paul Stockton
----------------------------------------------------------- --------------------------------------------------------
2 Reason for the notification
---------------------------------------------------------------------------------------------------------------------
a) Position/status Finance Director/Designate Managing Director RIM
----------------------------------------------------------- --------------------------------------------------------
b) Initial notification/Amendment Initial notification
----------------------------------------------------------- --------------------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------------------------------------------------
a) Name Rathbone Brothers Plc
----------------------------------------------------------- --------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
----------------------------------------------------------- --------------------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
where transactions have been conducted
---------------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of instrument Ordinary Shares of 5p each
Identification code ISIN: GB0002148343
----------------------------------------------------------- --------------------------------------------------------
b) Nature of the transaction Acquisition of partnership and matching shares under
the Rathbone Brothers Plc Inland Revenue Approved
Share Incentive Plan.
----------------------------------------------------------- --------------------------------------------------------
Price(s) Volume(s)
----------------------------------------------------------- --------------- ---------------------------------------
GBP 23.54 38 partnership shares
--------- ---------------------------------------
c) Price(s) and volume(s) GBP 23.54 38 matching shares
----------------------------------------------------------- --------- ---------------------------------------
d) Aggregated information
- Aggregated volume Not applicable -- single transaction
- Price
--------------------------------------------------------
e) Date of the transaction 2018-11-05
----------------------------------------------------------- --------------------------------------------------------
f) Place of the transaction Outside a trading venue
----------------------------------------------------------- --------------------------------------------------------
1 Details of the person discharging managerial responsibilities/person
closely associated
---------------------------------------------------------------------------------------------------------------------
a) Name Mike Bolsover
----------------------------------------------------------- --------------------------------------------------------
2 Reason for the notification
---------------------------------------------------------------------------------------------------------------------
a) Position/status Head of Strategy and Organisation Development
----------------------------------------------------------- --------------------------------------------------------
b) Initial notification/Amendment Initial notification
----------------------------------------------------------- --------------------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------------------------------------------------
a) Name Rathbone Brothers Plc
----------------------------------------------------------- --------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
----------------------------------------------------------- --------------------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
where transactions have been conducted
---------------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of instrument Ordinary Shares of 5p each
Identification code ISIN: GB0002148343
----------------------------------------------------------- --------------------------------------------------------
b) Nature of the transaction Acquisition of partnership and matching shares under
the Rathbone Brothers Plc Inland Revenue Approved
Share Incentive Plan.
----------------------------------------------------------- --------------------------------------------------------
Price(s) Volume(s)
----------------------------------------------------------- --------------- ---------------------------------------
GBP 23.54 38 partnership shares
--------- ---------------------------------------
c) Price(s) and volume(s) GBP 23.54 38 matching shares
----------------------------------------------------------- --------- ---------------------------------------
d) Aggregated information
- Aggregated volume Not applicable -- single transaction
- Price
--------------------------------------------------------
e) Date of the transaction 2018-11-05
----------------------------------------------------------- --------------------------------------------------------
f) Place of the transaction Outside a trading venue
----------------------------------------------------------- --------------------------------------------------------
1 Details of the person discharging managerial responsibilities/person
closely associated
---------------------------------------------------------------------------------------------------------------------
a) Name Andrew Butcher
----------------------------------------------------------- --------------------------------------------------------
2 Reason for the notification
---------------------------------------------------------------------------------------------------------------------
a) Position/status Chief Operating Officer
----------------------------------------------------------- --------------------------------------------------------
b) Initial notification/Amendment Initial notification
----------------------------------------------------------- --------------------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------------------------------------------------
a) Name Rathbone Brothers Plc
----------------------------------------------------------- --------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
----------------------------------------------------------- --------------------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
where transactions have been conducted
---------------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of instrument Ordinary Shares of 5p each
Identification code ISIN: GB0002148343
----------------------------------------------------------- --------------------------------------------------------
b) Nature of the transaction Acquisition of partnership and matching shares under
the Rathbone Brothers Plc Inland Revenue Approved
Share Incentive Plan.
----------------------------------------------------------- --------------------------------------------------------
Price(s) Volume(s)
----------------------------------------------------------- --------------- ---------------------------------------
GBP 23.54 38 partnership shares
--------- ---------------------------------------
c) Price(s) and volume(s) GBP 23.54 38 matching shares
----------------------------------------------------------- --------- ---------------------------------------
d) Aggregated information
- Aggregated volume Not applicable -- single transaction
- Price
--------------------------------------------------------
e) Date of the transaction 2018-11-05
----------------------------------------------------------- --------------------------------------------------------
f) Place of the transaction Outside a trading venue
----------------------------------------------------------- --------------------------------------------------------
1 Details of the person discharging managerial responsibilities/person
closely associated
---------------------------------------------------------------------------------------------------------------------
a) Name Sarah Owen-Jones
----------------------------------------------------------- --------------------------------------------------------
2 Reason for the notification
---------------------------------------------------------------------------------------------------------------------
a) Position/status Chief Risk Officer
----------------------------------------------------------- --------------------------------------------------------
b) Initial notification/Amendment Initial notification
----------------------------------------------------------- --------------------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------------------------------------------------
a) Name Rathbone Brothers Plc
----------------------------------------------------------- --------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
----------------------------------------------------------- --------------------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
where transactions have been conducted
---------------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of instrument Ordinary Shares of 5p each
Identification code ISIN: GB0002148343
----------------------------------------------------------- --------------------------------------------------------
b) Nature of the transaction Acquisition of partnership and matching shares under
the Rathbone Brothers Plc Inland Revenue Approved
Share Incentive Plan.
----------------------------------------------------------- --------------------------------------------------------
Price(s) Volume(s)
----------------------------------------------------------- --------------- ---------------------------------------
GBP 23.54 38 partnership shares
--------- ---------------------------------------
c) Price(s) and volume(s) GBP 23.54 38 matching shares
----------------------------------------------------------- --------- ---------------------------------------
d) Aggregated information
- Aggregated volume Not applicable -- single transaction
- Price
--------------------------------------------------------
e) Date of the transaction 2018-11-05
----------------------------------------------------------- --------------------------------------------------------
f) Place of the transaction Outside a trading venue
----------------------------------------------------------- --------------------------------------------------------
1 Details of the person discharging managerial responsibilities/person
closely associated
---------------------------------------------------------------------------------------------------------------------
a) Name Mike Webb
----------------------------------------------------------- --------------------------------------------------------
2 Reason for the notification
---------------------------------------------------------------------------------------------------------------------
a) Position/status CEO of RUTM and Head of Marketing
----------------------------------------------------------- --------------------------------------------------------
b) Initial notification/Amendment Initial notification
----------------------------------------------------------- --------------------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------------------------------------------------
a) Name Rathbone Brothers Plc
----------------------------------------------------------- --------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
----------------------------------------------------------- --------------------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
where transactions have been conducted
---------------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of instrument Ordinary Shares of 5p each
Identification code ISIN: GB0002148343
----------------------------------------------------------- --------------------------------------------------------
b) Nature of the transaction Acquisition of partnership and matching shares under
the Rathbone Brothers Plc Inland Revenue Approved
Share Incentive Plan.
----------------------------------------------------------- --------------------------------------------------------
Price(s) Volume(s)
----------------------------------------------------------- --------------- ---------------------------------------
GBP 23.54 32 partnership shares
--------- ---------------------------------------
c) Price(s) and volume(s) GBP 23.54 32 matching shares
----------------------------------------------------------- --------- ---------------------------------------
d) Aggregated information
- Aggregated volume Not applicable -- single transaction
- Price
--------------------------------------------------------
e) Date of the transaction 2018-11-05
----------------------------------------------------------- --------------------------------------------------------
f) Place of the transaction Outside a trading venue
----------------------------------------------------------- --------------------------------------------------------
(END) Dow Jones Newswires
November 06, 2018 09:20 ET (14:20 GMT)
Copyright (c) 2018 Dow Jones & Company, Inc.
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