Paternoster Resources PLC Holding(s) in Company (9501U)
18 July 2018 - 2:55AM
UK Regulatory
TIDMPRS
RNS Number : 9501U
Paternoster Resources PLC
17 July 2018
17 July 2018
Paternoster Resources plc
("Paternoster" or the "Company")
Holding(s) in Company
Paternoster, the investment company listed on AIM, has received
a TR-1 which is reproduced without amendment below.
For more information please contact:
Paternoster Resources plc: +44 20 7580 7576
Nicholas Lee, Chairman
Nominated Advisor: +44 20 7628 3396
Beaumont Cornish Limited
Roland Cornish
Rosalind Hill Abrahams
Joint Broker: +44 20 7186 9950
Shard Capital Partners LLP
Damon Heath
Erik Woolgar
Joint Broker: +44 20 7562 3351
Peterhouse Corporate Finance
Lucy Williams
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the Paternoster Resources plc Ord 0.1p
underlying issuer of existing shares
to which voting rights are attached(ii)
:
--------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation(iv)
Name James Lewis
City and country of registered office London, England
(if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
Name
--------------------------------------------
City and country of registered office
(if applicable)
--------------------------------------------
5. Date on which the threshold was 26 June 2018
crossed or reached(vi) :
--------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 16 July 2018
--------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer(vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ --------------------- -------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 3.86% 3.86% 6,289,335,226
------------------ --------------------- -------------- --------------------
Position of
previous notification
(if
applicable) 5.03% 5.03%
------------------ --------------------- -------------- --------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
-----------------------------
Ordinary Shares
0.1p
GB0001636918 242,954,545 3.86%
------------------------ ----------------------------- ------------------------- ---------------------
SUBTOTAL 8. A 242,954,545 3.86%
------------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date(x) Conversion Period(xi) rights that may rights
instrument be acquired if
the instrument
is
exercised/converted.
----------- ----------------------------------- -------------------------------- ---------------------
SUBTOTAL 8. B 1
----------------------------------- -------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date(x) Conversion cash voting rights rights
instrument Period (xi) settlement(xii)
---------------- ---------------------- ----------------------- --------------------
SUBTOTAL 8.B.2
----------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
Name(xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------- --------------------- ------------------------
Shard Capital Limited 3.16% 3.16%
---------------------- --------------------- ------------------------
Shard Capital Management
Limited (Gibralter) 0.44% 0.44%
---------------------- --------------------- ------------------------
James Lewis 0.27% 0.27%
---------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-----------------------------------------------
The number and % of voting rights
held
-----------------------------------------------
The date until which the voting rights
will be held
-----------------------------------------------
11. Additional information(xvi)
Gareth Burchell
Shard Capital Partners LLP
0207 186 9951
Place of completion London, England
Date of completion 16 July 2018
----------------
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of this information may apply. For further information, please
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END
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