TIDMRKW

RNS Number : 9701X

Rockwood Realisation PLC

10 January 2022

Rockwood Realisation plc

("Rockwood Realisation" or the "Company")

Director/PDMR Shareholdings

Rockwood Realisation (AIM: RKW), announces that it received notice on 10 January 2022 that Mr Christopher Mills, via Harwood Capital LLP, Chief Executive of the investment manager, purchased 26,750 ordinary shares in the capital of RKW at a price of 1442.16 pence per Ordinary Share, on 7 January 2022.

Following the purchase, Mr Mills' resultant holding in RKW is 133,499 Ordinary Shares, reflecting 5.25% of the Company's issued share capital.

For further information, please contact:

 
 Rockwood Realisation plc 
  Interim Chairman                Simon Pyper          Simon.pyper@me.com 
 
 
 finnCap                          Carl Homes 
  Nominated Adviser               William Marle 
  Joint Broker                    Mark Whitfeld        020 7220 0500 
 
 Panmure Gordon (UK) Limited      Tom Scrivens 
  Joint Broker                    Michael Bateman      020 7886 2500 
 
                                Charles Gorman 
 KL Communications               Will Sanderson      020 3995 6673 
 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

 
 1     Details of the person discharging managerial responsibilities 
        / person closely associated 
 a)    Name                                     Harwood Capital LLP as investment 
                                                 manager for Harwood HoldCo Limited 
      ---------------------------------------  ----------------------------------------------- 
 2     Reason for the notification 
      ---------------------------------------------------------------------------------------- 
 a)    Position/status                          Christopher Mills is Chief Executive 
                                                 of the investment manager, which is 
                                                 also the investment manager for Rockwood 
                                                 Realisation Plc 
      ---------------------------------------  ----------------------------------------------- 
 b)    Initial notification                     Initial Notification 
        /Amendment 
      ---------------------------------------  ----------------------------------------------- 
 3     Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ---------------------------------------------------------------------------------------- 
 a)    Name                                     Rockwood Realisation Plc 
      ---------------------------------------  ----------------------------------------------- 
 b)    LEI                                      213800K6BRTXR7RNG709 
      ---------------------------------------  ----------------------------------------------- 
 4     Details of the transaction(s): section to be repeated 
        for (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      ---------------------------------------------------------------------------------------- 
 a)    Description of the                       Ordinary shares of GBP0.50 each 
        financial instrument, 
        type of instrument 
 
       Identification code                      GB00BYRH4982 
 
 b)    Nature of the transaction                Share purchase 
      ---------------------------------------  ----------------------------------------------- 
 c)    Price(s) and volume(s) 
                                                ---------------------  --------------------- 
                                                 Price(s)               Volume(s) 
                                                ---------------------  --------------------- 
                                                 1442.16p               26,750 
                                                ---------------------  --------------------- 
 
 d)    Aggregated information 
 
  - Aggregated volume                      N/A single transaction 
 
  - Price                                  GBP385,777.80 
 
 e)    Date of the transaction                  7 January 2022 
      ---------------------------------------  ----------------------------------------------- 
 f)    Place of the transaction                 London Stock Exchange 
      ---------------------------------------  ----------------------------------------------- 
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BYRH4982

Issuer Name

Rockwood Realisation Plc

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Harwood Capital LLP

City of registered office (if applicable)

Country of registered office (if applicable)

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

07-Jan-2022

6. Date on which Issuer notified

10-Jan-2022

7. Total positions of person(s) subject to the notification obligation

 
          .               % of voting rights      % of voting rights      Total of both in %      Total number of 
                          attached to shares      through financial       (8.A + 8.B)             voting rights held 
                          (total of 8.A)          instruments (total                              in issuer 
                                                  of 8.B 1 + 8.B 2) 
   Resulting situation 
    on the date on 
    which threshold 
    was crossed or 
    reached                5.250000                0.000000                5.250000                133499 
                        ======================  ======================  ======================  ====================== 
   Position of 
    previous 
    notification (if 
    applicable)            4.030000                0.000000                4.030000                102499 
                        ======================  ======================  ======================  ====================== 
 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

 
Class/Type of shares    Number of direct        Number of indirect      % of direct voting      % of indirect voting 
ISIN code(if possible)  voting rights (DTR5.1)  voting rights           rights (DTR5.1)         rights (DTR5.2.1) 
                                                (DTR5.2.1) 
GB00BYRH4982               133499                                          5.250000 
                        ======================  ======================  ======================  ====================== 
Sub Total 8.A              133499                                          5.250000% 
                        ==============================================  ============================================== 
 

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 
Type of financial           Expiration date  Exercise/conversion period  Number of voting rights    % of voting rights 
instrument                                                               that may be acquired if 
                                                                         the instrument is 
                                                                         exercised/converted 
 
Sub Total 8.B1 
                            ===========================================  =========================  ================== 
 

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

 
Type of financial   Expiration date  Exercise/conversion  Physical or cash     Number of voting     % of voting rights 
instrument                           period               settlement           rights 
 
Sub Total 8.B2 
                    =========================================================  ===================  ================== 
 

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

 
Ultimate controlling     Name of controlled       % of voting rights if  % of voting rights     Total of both if it 
person                   undertaking              it equals or is        through financial      equals or is higher 
                                                  higher than the        instruments if it      than the notifiable 
                                                  notifiable threshold   equals or is higher    threshold 
                                                                         than the notifiable 
                                                                         threshold 
   Christopher Harwood 
    Bernard Mills           Harwood Capital LLP      5.250000 
                         =======================  =====================  =====================  ====================== 
 

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

10-Jan-2022

13. Place Of Completion

London Stock Exchange

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