Serinus Energy PLC Holding(s) in Company (2624B)
05 June 2019 - 11:11PM
UK Regulatory
TIDMSENX
RNS Number : 2624B
Serinus Energy PLC
05 June 2019
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the Serinus Energy PLC
underlying issuer of existing shares 28 Esplanade, St Helier, Jersey,
to which voting rights are attached(ii) JE1 8SB
:
--------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights X
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation(iv)
Name Pala Assets Holdings Limited
City and country of registered office St. Helier, Jersey
(if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
Name Aurora Nominees Limited
--------------------------------------------
City and country of registered office London
(if applicable)
--------------------------------------------
5. Date on which the threshold was 20 March 2019
crossed or reached(vi) :
--------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 5 June 2019
--------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer(vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ --------------------- -------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 4.72% None 4.72% 4.72%
------------------ --------------------- -------------- --------------------
Position of
previous notification
(if
applicable) 5.18% None 5.18%
------------------ --------------------- -------------- --------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
------------------------------
GB00BDHXPJ60 None 11,266,084 None 4.72%
---------------------- ------------------------------ ------------------------- ---------------------
SUBTOTAL 8. A 11,266,084 4.72%
------------------------------------------------------ ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date(x) Conversion rights that may rights
instrument Period(xi) be acquired if
the instrument
is
exercised/converted.
------------- ------------------------------- --------------------------------- ---------------------
SUBTOTAL 8.
B 1
------------------------------- --------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date(x) Conversion cash voting rights rights
instrument Period settlement(xii)
(xi)
------------------ -------------------- ---------------------- --------------------
SUBTOTAL 8.B.2
---------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled X
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
Name(xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than instruments if it higher than the
the notifiable equals or is higher notifiable threshold
threshold than the notifiable
threshold
------------------- --------------------- ------------------------
Pala Assets Holdings
Limited 4.72% 0% 4.72%
------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-----------------------------------------------
The number and % of voting rights
held
-----------------------------------------------
The date until which the voting rights
will be held
-----------------------------------------------
11. Additional information(xvi)
Place of completion Zug, Switzerland
Date of completion 5 June 2019
-----------------
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Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
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