St. James's Place Holding(s) in Company
16 January 2015 - 2:39AM
UK Regulatory
TIDMSTJ
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer St. James's Place plc
of existing shares to which voting rights are
attached:ii
2 Reason for the notification(please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the The Capital Group Companies, Inc.
notification obligation:iii
4. Full name of shareholder(s) See Schedule A
(if different from 3.):iv
5. Date of the transaction and date on 13 January 2015
which the threshold is crossed or
reached:v
6. Date on which issuer notified: 14 January 2015
7. Threshold(s) that is/are crossed or Above 4%
reached:vi, vii
8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of Situation previous Resulting situation after the triggering transaction
shares to the triggering
if possible usingthe ISIN CODE transaction
Number Number Number Number of voting % of voting rightsx
of of of shares rights
Shares Voting
Rights
Direct Directxi Indirectxii Direct Indirect
Ordinary Shares 20,525,626 20,525,626 20,933,591 4.0300%
(ISIN: GB0007669376)
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument datexiii Conversion Periodxiv rights that may be rights
acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial Instrumentsxv, xvi
Resulting situation after the triggering transaction
Type of financial Exercise price Expiration datexvii Exercise/ Number of voting rights instrument refers to % of voting rightsxix, xx
instrument Conversion periodxviii
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
20,933,591 4.0300%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:xxi
See Schedule A
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information: Notification using the Total Voting Rights figure of 519,447,391
14. Contact name: The Capital Group Companies, Inc - Christopher Aquino
St. James's Place plc - Kay Fraser
15. Contact telephone number: Christopher Aquino - (213) 615-0469
Kay Fraser - +44 1285 878762
Note: Annex should only be submitted
to the FCA not the issuer
Annex: Notification of major
interests in sharesxxii
A: Identity of the persons
or legal entity
subject to the notification
obligation
Full name The Capital Group Companies, Inc.
(including legal form
of legal entities)
Contact address 333 South Hope Street, 55thFloor
(registered office for Los Angeles, California 90071
legal entities)
Phone number & email (213) 615-0469 &
GRGroup@capgroup.com
Other useful information
(at least legal representative
for legal persons)
B: Identity of the notifier,
if applicable
Full name Christopher Aquino
Contact address 333 South Hope Street, 55thFloor
Los Angeles, California 90071
Phone number & email (213) 615-0469 &
GRGroup@capgroup.com
Other useful information Fax: (213) 615-4056
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
C: Additional information
For notes on how to
complete form TR-1
please see the FCA website.
This information is provided by Business Wire
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