Weiss Korea Opportunity Fund - Holding(s) in Company
10 July 2018 - 12:05AM
PR Newswire (US)
TR-1: Standard form for notification of major
holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if
possible)i |
|
1a.
Identity of the issuer or the underlying issuer of existing shares
to which voting rights are attached: |
Weiss Korea Opportunity Fund Ltd |
1b.
Please indicate if the issuer is a non-UK issuer (please
mark with an “X” if appropriate) |
Non-UK
issuer |
X |
2.
Reason for the notification (please mark the appropriate box or
boxes with an “X”) |
An
acquisition or disposal of voting rights |
|
An
acquisition or disposal of financial instruments |
|
An event
changing the breakdown of voting rights |
|
Other (please specify)iii: This is a corrective
disclosure to highlight the full chain of controlled undertakings
through which the voting rights and/or the financial instruments
are effectively held starting with the ultimate controlling natural
person or legal entity detailed within Section 9.
In addition, disclosures at underlying intermediate holding company
levels have previously not been submitted. However, disclosures
have previously been submitted at the required aggregated parent
level of Standard Life Aberdeen plc’s affiliated investment
management entities with delegated voting rights on behalf of
multiple managed portfolios. |
X |
3.
Details of person subject to the notification obligation |
Name |
Aggregate
of Standard Life Aberdeen plc affiliated investment management
entities with delegated voting rights on behalf of multiple managed
portfolios |
City and
country of registered office (if applicable) |
Edinburgh,
Scotland |
4. Full
name of shareholder(s) (if different from 3.)v |
Name |
|
City and
country of registered office (if applicable) |
|
5. Date
on which the threshold was crossed or
reachedvi: |
05/07/2018 |
6. Date
on which issuer notified (DD/MM/YYYY): |
09/07/2018 |
7.
Total positions of person(s) subject to the notification
obligation |
|
% of
voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2) |
Total
of both in % (8.A + 8.B) |
Total
number of voting rights of issuervii |
Resulting situation on
the date on which threshold was crossed or reached |
15.58 |
0.00 |
15.58 |
84,364,981 |
Position
of previous notification (if
applicable) |
15.94 |
0.00 |
15.94 |
|
|
|
|
|
|
|
|
8.
Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii |
A:
Voting rights attached to shares |
Class/type of
shares
ISIN code (if possible) |
Number
of voting rightsix |
% of
voting rights |
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
GG00B933LL68 |
N/A |
13,148,100 |
N/A |
15.58 |
|
|
|
|
|
SUBTOTAL 8. A |
13,148,100 |
15.58 |
|
B 1:
Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a)) |
Type of financial
instrument |
Expiration
datex |
Exercise/
Conversion Periodxi |
Number
of voting rights that may be acquired if the instrument is
Exercised/converted. |
% of voting rights |
|
|
|
|
|
|
|
SUBTOTAL 8. B 1 |
|
|
|
B 2:
Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) |
Type of financial
instrument |
Expiration
datex |
Exercise/
Conversion Period xi |
Physical
or cash
settlementxii |
Number of voting rights |
% of voting rights |
|
|
|
|
|
|
|
|
|
SUBTOTAL 8.B.2 |
|
|
|
|
|
|
|
|
|
|
|
|
|
9. Information in relation to the person subject to the
notification obligation (please mark the
applicable box with an “X”) |
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii |
|
Full chain
of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held starting with the
ultimate controlling natural person or legal entityxiv
(please add additional rows as necessary) |
X |
Namexv |
% of
voting rights if it equals or is higher than the notifiable
threshold |
% of
voting rights through financial instruments if it equals or is
higher than the notifiable threshold |
Total of both if it equals or is higher than the
notifiable threshold |
Standard Life Aberdeen
plc |
|
|
|
Aberdeen Asset
Management PLC |
|
|
|
Aberdeen Asset
Managers Limited |
15.11 |
0.00 |
15.11 |
|
|
|
|
Standard Life Aberdeen
plc |
|
|
|
Aberdeen Asset
Management PLC |
|
|
|
Aberdeen Asset
Management Asia Limited |
|
|
|
|
10.
In case of proxy voting, please identify: |
Name of
the proxy holder |
N/A |
The number
and % of voting rights held |
N/A |
The date
until which the voting rights will be held |
N/A |
|
11.
Additional informationxvi |
In reference to section 9, the shares detailed are managed by the
named discretionary investment management entity within multiple
portfolios on behalf of underlying clients, based on investment
management agreements whereby the client has delegated the exercise
of the voting power to the referenced investment manager.
In addition, this disclosure also highlights that the voting rights
held indirectly by the underlying intermediate holding company,
Aberdeen Asset Management PLC, is above a notifiable threshold. As
at the date detailed in Section 5, Aberdeen Asset Management PLC
effectively held the delegated voting rights to 15.58% of the
shares in Weiss Korea Opportunity Fund Ltd. |
|
|
|
|
|
Place of
completion |
Edinburgh, United
Kingdom |
Date of
completion |
09/07/2018 |
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