Lazard World Trust Fund Holding(s) in Company (1864X)
17 February 2017 - 8:30PM
UK Regulatory
TIDMWTR
RNS Number : 1864X
Lazard World Trust Fund
17 February 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
----------------------------------------------------------------------------------------------------------------------
1. Identity of the issuer or Lazard World Trust Fund
the underlying issuer SICAF (LU0483266259)
of existing shares to which
voting rights are
attached: (ii)
---------------------------------------------------------------------- ----------------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
----------------------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
----------------------------------------------------------------------------------------------------------- ---------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
----------------------------------------------------------------------------------------------------------- ---------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
----------------------------------------------------------------------------------------------------------- ---------
An event changing the breakdown of voting rights
----------------------------------------------------------------------------------------------------------- ---------
Other (please
specify):
----------------- ---------------------------------------------------------------------------------------- ---------
3. Full name of person(s) Ironsides Partners LLC
subject to the
notification obligation:
(iii)
------------------------------------------------------ --------------------------------------------------------------
4. Full name of shareholder(s) Ironsides P Fund L.P.
(if different from 3.):(iv)
------------------------------------------------------ --------------------------------------------------------------
5. Date of the transaction 15 February 2017
and date on
which the threshold is
crossed or
reached: (v)
------------------------------------------------------ --------------------------------------------------------------
6. Date on which issuer 16 February 2017
notified:
------------------------------------------------------ --------------------------------------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 10%
------------------------------------------------------ --------------------------------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ------------------------------------- ----------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- ------------------ ----------------- ---------------- --------------------- -----------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ------------ ------------- ---------------- --------- ---------- ---------- -----------
LU0483266259
---------------- --------- ---------- ----------
2,210,517 2,210,517 2,366,704 5.1%
------------- ------------------ ----------------- ------------ --------- ---------- -------- -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------- -------------- --------------------------------- ----------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ---------------- --------------- ------------------ ----------------------- ---------------------
29 Nominal Delta
November
2017
------------- --------------- ------------------ --------- ---------- ---------
Contracts
for Difference N/A 2,350,000 5.0% 5.0%
--------------- ---------------- ------------- ------------ ----------------------- ---------- ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------------- ------------------------------------------------------------
4,716,704 10.11%
-------------------------------------------------------- ------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
----------------------------------------------------------------------------------------------------------------------
Ironsides Partners LLC, a U.S. registered investment
advisor, is an indirect holder of the shares and is
entitled to exercise the above voting rights as the
discretionary investment manager of Ironsides P Fund
LP.
Ironsides P Fund LP is the direct holder of the above
shares and the party to the contracts for difference.
Proxy Voting:
----------------------------------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
--------------------------------------------------------------------------------- -----------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
--------------------------------------------------------------------------------- -----------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
--------------------------------------------------------------------------------- -----------------------------------
13. Additional information:
-------------------------------------------------------- ------------------------------------------------------------
14. Contact name: David S. Barnhart
-------------------------------------------------------- ------------------------------------------------------------
15. Contact telephone number: (617) 449-3129
-------------------------------------------------------- ------------------------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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