Brooke Capital Corp - Amended Current report filing (8-K/A)
27 September 2008 - 7:08AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report: September 19, 2008
BROOKE CAPITAL CORPORATION
(Exact name of registrant as specified in its
charter)
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KS
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001-33677
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48-1187574
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer
Identification Number)
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8500 College Boulevard
Overland Park, KS
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66210
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(Address of principal executive offices)
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(Zip Code)
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(913) 383-9700
(Registrants telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Explanatory Note
We previously filed a Current Report on Form 8-K on September 25, 2008 reporting the resignation of our independent registered public accounting firm. We are filing this Form 8-K/A only to amend Item 4.01
and to add Item 9.01 to include the letter to the Securities and Exchange Commission from our resigning independent registered public accounting firm as required pursuant to Item 3.04 of Regulation S-K.
Item 4.01Changes in Registrants Certifying Accountant.
On September 19, 2008, Summers, Spencer & Callison, CPAs, Chartered (the Accountant), the independent registered public accounting firm for Brooke Capital Corporation (the
Company), resigned as the Companys independent accountant. The Accountant was the auditor of the financial statements for the fiscal years of the Company ended December 31, 2007 and 2006.
The Companys management represents as follows:
(a)
The Accountants report on the financial statements of the Company for each of the past two fiscal years did not contain an adverse opinion or disclaimer of opinion, and was not qualified or modified as to uncertainty, audit scope, or
accounting principles.
(b) During the Companys two most recent fiscal years and the subsequent interim period through the date of resignation, there
were no disagreements with the Accountant on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedure, which disagreement, if not resolved to the satisfaction of the Accountant would have
caused it to make reference to the subject matter of the disagreement in its reports.
(c) During the two most recent fiscal years and the subsequent
interim period through the date of resignation, there were no reportable events as that term is defined in Item 304(a)(1)(v) of Regulation S-K.
The Company has provided the Accountant with a copy of the disclosures it is making in this report and has requested that the Accountant furnish a letter addressed to the Securities and Exchange Commission stating
whether it agrees with the statements made by the Company. A copy of the Accountants letter is filed with this report as Exhibit 16.1.
The Company is now beginning the process of seeking and engaging a successor accountant and no successor accountant has been selected or engaged.
Item 9.01Financial Statements and Exhibits
(d) Exhibits
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16.1
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Letter from Summers, Spencer & Callison, CPAs, Chartered dated September 25, 2008
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned, hereunto duly authorized.
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BROOKE CAPITAL CORPORATION
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By:
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/s/ Carl Baranowski
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Carl Baranowski
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Acting General Counsel
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Date: September 26, 2008
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EXHIBIT INDEX
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16.1
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Letter from Summers, Spencer & Callison, CPAs, Chartered dated September 25, 2008
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