Current Report Filing (8-k)
02 December 2020 - 9:16AM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 1, 2020 (December 1, 2020)
ProShares Trust II
(Exact name of registrant as specified in its charter)
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Delaware
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001-34200
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87-6284802
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(State or other jurisdiction
of incorporation)
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(Commission
File No.)
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(I.R.S. Employer
Identification No.)
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Michael L. Sapir
c/o ProShare Capital Management LLC
7501 Wisconsin Avenue
Suite 1000E
Bethesda, Maryland 20814
(240) 497-6400
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Michael M. Philipp
c/o Morgan Lewis & Bockius LLP
77 West Wacker Drive
Chicago, Illinois 60601
and
Richard F. Morris
c/o ProShare Capital Management LLC
7501 Wisconsin Avenue
Suite 1000E
Bethesda, Maryland 20814
Securities registered or to be registered pursuant to Section 12(b) of the Act.
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Title of each class
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Trading
Symbol(s)
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Name of each exchange
on which registered
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ProShares Short VIX Short-Term Futures ETF
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SVXY
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NYSE Arca
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ProShares VIX Short-Term Futures ETF
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VIXY
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NYSE Arca
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ProShares VIX Mid-Term Futures ETF
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VIXM
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NYSE Arca
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ProShares Ultra VIX Short-Term Futures ETF
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UVXY
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NYSE Arca
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Change to Exchange Listing
On December 1, 2020, ProShare Capital Management LLC (the “Sponsor”) announced its decision to change the primary listing exchange of each of ProShares Short VIX Short-Term Futures ETF (SVXY), ProShares VIX Short-Term Futures ETF (VIXY), ProShares VIX Mid-Term Futures ETF (VIXM), and ProShares Ultra VIX Short-Term Futures ETF (UVXY) (collectively, the “Funds”) from NYSE Arca, Inc. to Cboe BZX Exchange, Inc. The transfer of the Funds to the Cboe BZX Exchange, Inc. is expected to occur on or about December 16, 2020.
Item 9.01
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Financial Statements and Exhibits
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(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: December 1, 2020
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ProShares Trust II
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By:
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/s/ Todd B. Johnson
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Todd B. Johnson
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Principal Executive Officer
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