Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
07 July 2023 - 6:30AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO
RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of July 2023
Commission File Number: 001-38309
AGM
GROUP HOLDINGS INC.
(Translation
of registrant’s name into English)
c/o Creative Consultants (Hong Kong) Limited
Room 1502-3 15/F., Connuaght Commercial Building,
185 Wanchai Road
Wanchai, Hong Kong
+86-010-65020507 – telephone
(Address of principal executive office)
Indicate by check mark whether the registrant
files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form
40-F ☐
(1) |
Previous Independent Registered Public Accounting Firm |
|
(i) |
On July 3, 2023, AGM Group Holdings Inc. (the “Company”) notified its independent registered public accounting firm, TPS Thayer LLC its decision to dismiss TPS Thayer LLC as the Company’s auditor. |
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(ii) |
The reports of TPS Thayer LLC on the financial statements of the Company for the fiscal year ended December 31, 2021 and the related statements of operations and comprehensive income, changes in stockholders’ equity, and cash flows for the fiscal year ended December 31, 2021 did not contain an adverse opinion or disclaimer of opinion and were not qualified or modified as to uncertainty, audit scope or accounting principles. |
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(iii) |
The decision to change the independent registered public accounting firm was recommended and approved by the Audit Committee and the Board of Directors of the Company. |
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(iv) |
During the Company’s most recent fiscal year ended December 31, 2022 and through July 3, 2023, the date of dismissal, (a) there were no disagreements with TPS Thayer LLC on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedure, which disagreements, if not resolved to the satisfaction of TPS Thayer LLC, would have caused it to make reference thereto in its reports on the financial statements for such years and (b) there were no “reportable events” as described in Item 304(a)(1)(v) of Regulation S-K. |
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(v) |
On July 3, 2023, the Company provided TPS Thayer LLC with a copy of this Current Report and has requested that it furnish the Company with a letter addressed to the U.S. Securities and Exchange Commission stating whether it agrees with the above statements. A copy of such letter is attached as Exhibit 16.1 to this Report on Form 6-K. |
(2) |
New Independent Registered Public Accounting Firm |
On July 3, 2023, the Audit Committee
and the Board of Directors of the Company appointed KCCW Accountancy Corp. as its new independent registered public accounting firm to
audit the Company’s financial statements. During the two most recent fiscal years ended December 31, 2022 and 2021 and any subsequent
interim periods through the date hereof prior to the engagement of KCCW Accountancy Corp., neither the Company, nor someone on its behalf,
has consulted KCCW Accountancy Corp. regarding:
|
(i) |
either: the application of accounting principles to a specified transaction, either completed or proposed; or the type of audit opinion that might be rendered on the Company’s consolidated financial statements, and either a written report was provided to the Company or oral advice was provided that the new independent registered public accounting firm concluded was an important factor considered by the Company in reaching a decision as to the accounting, auditing or financial reporting issue; or |
|
(ii) |
any matter that was either the subject of a disagreement as defined in paragraph 304(a)(1)(iv) of Regulation S-K or a reportable event as described in paragraph 304(a)(1)(v) of Regulation S-K. |
Exhibit Index
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto
duly authorized.
Date: July 6, 2023 |
AGM GROUP HOLDINGS INC. |
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|
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By: |
/s/ Wenjie Tang |
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Name: |
Wenjie Tang |
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Title: |
Co-Chief Executive Officer and Director |
2
Exhibit 16.1
July 6, 2023
Securities and Exchange Commission
100 F Street N.E.
Washington, D.C. 20549
Ladies and Gentlemen:
We have read AGM Group Holdings Inc’s Form 6-K dated July 6,
2023, and we agree with the statements set forth in the Form 6-K, insofar as they relate to our firm. We have no basis to agree or disagree
with other statements made by the registrant contained therein.
Very truly yours,
/s/ TPS Thayer LLC |
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TPS Thayer LLC |
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Sugar Land, Texas |
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