Current Report Filing (8-k)
05 August 2022 - 06:13AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): August 4, 2022
Apollo Investment Corporation
(Exact name of Registrant as specified in its
charter)
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Maryland |
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814-00646 |
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52-2439556 |
(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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9 West 57th Street
New York, New York
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10019 |
(Address of
principal executive offices) |
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(Zip Code) |
(Registrant’s telephone number, including area
code): (212) 515-3450
None
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions (see General
Instruction A.2. below):
☐ |
Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant
to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
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☐ |
Pre-commencement communications pursuant
to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange
on which registered
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Common Stock, $0.001 par
value |
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AINV |
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NASDAQ Global Select
Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this
chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 8.01. Other Events.
On August 4, 2022, Apollo Investment Corporation (the
“Company”) completed the previously announced offering of 1,932,641
shares of the Company’s common stock, $0.001 par value per share,
to MFIC Holdings, LP, a subsidiary of MidCap FinCo Designated
Activity Company, a middle-market specialty finance firm
discretionarily managed by an affiliate of the Company’s investment
adviser, at a purchase price of $15.5228 per share, which is the
net asset value per share of the Company’s common stock as of
June 30, 2022.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, as amended, the Company has duly caused this report to be
signed on its behalf by the undersigned hereunto duly
authorized.
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APOLLO INVESTMENT CORPORATION |
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By: |
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/s/ Kristin Hester
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Name: Kristin Hester |
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Title: Chief Legal Officer and Secretary |
Date: August 4, 2022
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