UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (date of earliest event reported): December 11, 2023

 

AmpliTech Group, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

Nevada

 

001-40069

 

27-4566352

(State of incorporation)

 

(Commission File Number)

 

(IRS Employer Identification No.)

 

155 Plant Avenue

Hauppauge, NY 11788

(Address of principal executive offices)

 

(631)-521-7831 

(Registrant’s telephone number, including area code)

 

_______________________________________

(Former Name or former address if changed from last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading Symbol(s)

 

Name of each exchange on

which registered

Common Stock, par value $0.001 per share

 

AMPG

 

The Nasdaq Stock Market LLC

Warrants to Purchase Common Stock

 

AMPGW

 

The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

  

Item 5.07 Submission of Matters to a Vote of Security Holders

 

On December 11, 2023, AmpliTech Group, Inc. (the “Company”) held its Annual General Meeting of Stockholders (the “Annual Meeting”). As of October 20, 2023, the date of record for determining the stockholders entitled to vote on the proposals presented at the Annual Meeting, there were 9,687,113shares of the Company’s common stock, par value $0.001, issued and outstanding and entitled to vote at the Annual Meeting. A total of 6,423,211 shares of common stock, representing approximately 66% of the aggregate shares outstanding and eligible to vote and constituting a quorum, were represented in person or by valid proxies at the Annual Meeting.

 

The stockholders elected Fawad Maqbool, Louisa Sanfratello, Matthew Kappers, Andrew Lee, and Daniel Mazziota as directors of the Company, each to serve until the next annual meeting of stockholders and until his or her successor is duly elected and qualified.

 

The stockholders ratified the appointment of Sadler, Gibb, & Associates, LLC, as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023.

 

The stockholdersapproved the amended and restated AmpliTech Group, Inc. 2020 Equity Incentive Plan to increase the shares of Company common stock available for issuance thereunder by one million shares.  

 

The final voting results on these matters were as follows:

 

1. Election of directors of the Company, each to serve until the next annual meeting of stockholders and until his or her successor is duly elected and qualified:

 

Name

 

Votes For

 

Votes Against

 

Votes Abstained

Fawad Maqbool

 

4,083,155

 

40,179

8,381

Louisa Sanfratello

 

4,056,200

 

66,210

 

9,306

Matthew Kappers

 

3,640,361

 

482,048

 

9,306

Andrew Lee

 

3,596,329

 

526,081

 

9,306

Daniel Mazziota

 

3,641,158

 

481,151

 

9,406

 

2. Ratification of the appointment of Sadler, Gibb, & Associates, LLC, as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023.

 

Votes For

 

Votes Against

 

Votes Abstained

6,262,029

 

136,052

 

25,130

 

3. Approval of the amended and restated AmpliTech Group, Inc. 2020 Equity Incentive Plan to increase the shares of Company common stock available for issuance thereunder by one million shares t:

 

Votes For

 

Votes Against

 

Votes Abstained

3,118,330

 

1,005,570

 

7,816

 

 

2

 

  

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

AMPLITECH GROUP, INC.

 

 

 

 

 

Date: December 12, 2023

By:

/s/ Fawad Maqbool

 

 

Name:

Fawad Maqbool

 

 

Title:

Chief Executive Officer

 

 

 

3

 

 

v3.23.3
Cover
Dec. 11, 2023
Cover [Abstract]  
Entity Registrant Name AmpliTech Group, Inc.
Entity Central Index Key 0001518461
Document Type 8-K
Amendment Flag false
Entity Emerging Growth Company false
Document Period End Date Dec. 11, 2023
Entity File Number 001-40069
Entity Incorporation State Country Code NV
Entity Tax Identification Number 27-4566352
Entity Address Address Line 1 155 Plant Avenue
Entity Address City Or Town Hauppauge
Entity Address State Or Province NY
Entity Address Postal Zip Code 11788
City Area Code 631
Local Phone Number 521-7831
Security 12b Title Common Stock, par value $0.001 per share
Trading Symbol AMPG
Security Exchange Name NASDAQ
Written Communications false
Soliciting Material false
Pre Commencement Tender Offer false
Pre Commencement Issuer Tender Offer false
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