Current Report Filing (8-k)
10 August 2017 - 6:07AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): August
9, 2017
Athersys, Inc.
(Exact
Name of Registrant as Specified in Charter)
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Delaware
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001-33876
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20-4864095
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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3201 Carnegie Avenue, Cleveland, Ohio
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44115-2634
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrants telephone number, including area code: (216) 431-9900
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 2.02.
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Results of Operations and Financial Condition.
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On August 9, 2017, Athersys, Inc.
issued a press release announcing financial results for its second quarter ended June 30, 2017. A copy of this press release is attached hereto as Exhibit 99.1.
The information contained in Item 2.02 of this Current Report on Form
8-K,
including Exhibit 99.1
attached hereto, is being furnished to the Securities and Exchange Commission and shall not be deemed to be filed for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that
Section. Furthermore, the information contained in Item 2.02 of this Current Report on Form
8-K
shall not be deemed to be incorporated by reference into any registration statement or other document filed
pursuant to the Securities Act of 1933.
Item 9.01.
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Financial Statements and Exhibits.
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(d) Exhibits.
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Exhibit
No.
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Exhibit Description
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99.1
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Press Release dated August 9, 2017
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Date: August 9, 2017
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ATHERSYS, INC.
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By:
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/s/ Laura K. Campbell
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Name:
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Laura K. Campbell
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Title:
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Senior Vice President of Finance
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EXHIBIT INDEX
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Exhibit
No.
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Exhibit Description
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99.1
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Press Release dated August 9, 2017
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