Current Report Filing (8-k)
28 October 2020 - 12:00AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of
The
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): October 26, 2020
COLLECTORS
UNIVERSE, INC.
(Exact
name of registrant as specified in its charter)
Delaware
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1-34240
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33-0846191
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(State
or other jurisdiction
of
incorporation)
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(Commission
File
Number)
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|
(IRS
Employer
Identification
No.)
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1610
East Saint Andrew Place, Santa Ana, California
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92705
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code: (949) 567-1234
N/A
(Former
name or former address, if changed since last report
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common
Stock $0.001 Par Value
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CLCT
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Nasdaq
Global Market
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Indicate
by check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
7.01
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Regulation
FD Disclosure
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On
October 26, 2020, Collectors Universe, Inc. issued a press release announcing that, pursuant to its previously adopted dividend
policy, the Board of Directors has declared the Company’s quarterly cash dividend of $0.175 per share of common stock for
the second quarter of fiscal 2021. The cash dividend will be paid on November 27, 2020 to stockholders of record on November 13,
2020.
The
declaration of future cash dividends, pursuant to the Company’s dividend policy, is subject to final determination each
quarter by the Board of Directors based on a number of factors, including the Company’s financial performance and its available
cash resources, its cash requirements and alternative uses of cash that the Board may conclude would represent an opportunity
to generate a greater return on investment for the Company. For these reasons, as well as others, there can be no assurance that
dividends in the future will be equal or similar in amount to the amount of this latest quarterly dividend or that the Board of
Directors will not decide to suspend or discontinue, altogether, the payment of cash dividends in the future.
In
accordance with General Instruction B. 2 of Form 8-K, the information in this Current Report, including Exhibit 99.1 hereto, is
being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934,
as amended, or otherwise subject to the liabilities of that Section, nor shall such information be deemed incorporated by reference
in any filing under the Securities Act of 1933, as amended.
Item
9.01
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Financial
Statements and Exhibits.
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(d) Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Current Report to be signed on
its behalf by the undersigned hereunto duly authorized.
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COLLECTORS UNIVERSE, INC.
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Dated:
October 27, 2020
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By:
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/s/
JOSEPH J. WALLACE
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Joseph
J. Wallace, Senior Vice President & Chief Financial Officer
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