Current Report Filing (8-k)
12 November 2020 - 11:02PM
Edgar (US Regulatory)
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2020-11-12
2020-11-12
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2020-11-12
2020-11-12
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ECOL:WarrantsToPurchaseCommonStockMember
2020-11-12
2020-11-12
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM 8-K
_________________
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): November 12, 2020
_______________________________
US ECOLOGY, INC.
(Exact name of registrant as specified in
its charter)
_______________________________
Delaware
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001-39120
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84-2421185
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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101 S. Capitol Blvd., Suite 1000
Boise, Idaho 83702
(Address of Principal Executive Offices)
(Zip Code)
(208) 331-8400
(Registrant's telephone number, including
area code)
__________________________________________
(Former name or former address, if changed
since last report)
_______________________________
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section
12(b) of the Act:
Title of each class
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Trading Symbol
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Name of each exchange on which registered
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Common Stock, $0.01 par value
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ECOL
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Nasdaq Global Select Market
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Warrants to Purchase Common Stock
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ECOLW
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Nasdaq Capital Market
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01 Notice of Regulation FD Disclosure .
Attached as Exhibit 99.1 and furnished for purposes of
Regulation FD is an Investor Presentation to be given by US Ecology, Inc. at various investor events during the fourth quarter
of 2020.
In accordance with general instruction B.2 of Form 8-K,
the information in this report (including Exhibit 99.1) is furnished and shall not be deemed to be “filed” for
the purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to
the liability of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of
1933 or the Exchange Act.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
The following exhibits relating to Item 7.01 shall be deemed
to be furnished, and not filed:
99.1 US
Ecology, Inc. Investor Presentation – November 2020.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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US Ecology, Inc.
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Date: November 12, 2020
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By:
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/s/ ERIC L GERRATT
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Eric L Gerratt
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Executive Vice President and Chief Financial Officer
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