UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment
No. ___)
(Name
of
Issuer)
Common
Stock, $0.0001 par value per share
(Title
of
Class of Securities)
(CUSIP
Number)
(Date
of
Event which Requires Filing of this Statement)
Check
the
appropriate box to designate the rule pursuant to which this Schedule is
filed:
£
Rule
13d-1(b)
T
Rule
13d-1(c)
£
Rule
13d-1(d)
*The
remainder of this cover page shall be filled out for a reporting person’s
initial filing on this form with respect to the subject class of securities,
and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed
to
be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the
Notes).
1
|
Name of Reporting Person
|
STEPHENS
INVESTMENT MANAGEMENT, LLC
|
2
|
Check
the Appropriate Box if a member of a Group
|
(a)
£
(b)
£
|
3
|
SEC
USE ONLY
|
|
4
|
Citizenship or Place of Organization
|
DELAWARE
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
Sole
Voting Power
|
1,725,979
|
6
|
Shared
Voting Power
|
0
|
7
|
Sole
Dispositive Power
|
1,725,979
|
8
|
Shared
Dispositive Power
|
0
|
9
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
|
1,725,979
|
10
|
Check
Box if the Aggregate Amount in Row (9) Excludes Certain
Shares
|
£
|
11
|
Percent
of Class Represented by Amount in Row 9
|
6.0%
|
12
|
Type
of Reporting Person
|
OO
|
1
|
Name
of Reporting Person
|
PAUL
H. STEPHENS
|
2
|
Check
the Appropriate Box if a member of a Group
|
(a)
£
(b)
£
|
3
|
SEC
USE ONLY
|
|
4
|
Citizenship
or Place of Organization
|
UNITED
STATES
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
Sole
Voting Power
|
0
|
6
|
Shared
Voting Power
|
1,725,979
|
7
|
Sole
Dispositive Power
|
0
|
8
|
Shared
Dispositive Power
|
1,725,979
|
9
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
|
1,725,979
|
10
|
Check
Box if the Aggregate Amount in Row (9) Excludes Certain
Shares
|
£
|
11
|
Percent
of Class Represented by Amount in Row 9
|
6.0%
|
12
|
Type
of Reporting Person
|
IN
|
1
|
Name
of Reporting Person
|
P.
BARTLETT STEPHENS
|
2
|
Check
the Appropriate Box if a member of a Group
|
(a)
£
(b)
£
|
3
|
SEC
USE ONLY
|
|
4
|
Citizenship
or Place of Organization
|
UNITED
STATES
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
Sole
Voting Power
|
0
|
6
|
Shared
Voting Power
|
1,725,979
|
7
|
Sole
Dispositive Power
|
0
|
8
|
Shared
Dispositive Power
|
1,725,979
|
9
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
|
1,725,979
|
10
|
Check
Box if the Aggregate Amount in Row (9) Excludes Certain
Shares
|
£
|
11
|
Percent
of Class Represented by Amount in Row 9
|
6.0%
|
12
|
Type
of Reporting Person
|
IN
|
1
|
Name
of Reporting Person
|
W.
BRADFORD STEPHENS
|
2
|
Check
the Appropriate Box if a member of a Group
|
|
3
|
SEC
USE ONLY
|
|
4
|
Citizenship
or Place of Organization
|
UNITED
STATES
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
Sole
Voting Power
|
0
|
6
|
Shared
Voting Power
|
1,725,979
|
7
|
Sole
Dispositive Power
|
0
|
8
|
Shared
Dispositive Power
|
1,725,979
|
9
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
|
1,725,979
|
10
|
Check
Box if the Aggregate Amount in Row (9) Excludes Certain
Shares
|
£
|
11
|
Percent
of Class Represented by Amount in Row 9
|
6.0%
|
12
|
Type
of Reporting Person
|
IN
|
Item
1(a).
|
Name
of Issuer
:
|
Glu
Mobile Inc.
Item
1(b).
|
Address
of Issuer’s Principal Executive
Offices
:
|
1800
Gateway Drive, Second Floor
San
Mateo, CA 94404
Item
2(a).
|
Names
of Persons Filing
:
|
Stephens
Investment Management, LLC (“SIM”)
Paul
H.
Stephens (“Paul Stephens”)
P.
Bartlett Stephens (“Bart Stephens”)
W.
Bradford Stephens (“Brad Stephens”)
Item
2(b).
|
Address
of Principal Business Office or, if none,
Residence
:
|
The
principal business address of each reporting person is One Sansome Street,
Suite
2900, San Francisco, CA 94104.
Reference
is made to Item 4 of pages 2 - 5 of this Schedule 13G (this “Schedule”), which
Items are incorporated by reference herein.
Item
2(d).
|
Title
of Class of Securities
:
|
Common
Stock, $0.0001 par value per share
Item
2(e).
|
CUSIP
Number
:
|
379890106
Item
3.
|
If
this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or
(c), check whether the person filing is
a:
|
(a)
£
Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b)
£
Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c)
£
Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d)
£
Investment
company registered under section 8 of the Investment Company Act of 1940 (15
U.S.C. 80a-8).
(e)
£
An
investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)
£
An
employee benefit plan or endowment fund in accordance with §
240.13d-1(b)(1)(ii)(F);
(g)
£
A
parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G);
(h)
£
A
savings associations as defined in Section 3(b) of the Federal Deposit Insurance
Act (12 U.S.C. 1813);
(i)
£
A
church plan that is excluded from the definition of an investment company under
section 3(c)(14) of the Investment Company Act of 1940
(15
U.S.C. 80a-3);
(j)
£
Group,
in accordance with § 240.13d-1(b)(1)(ii)(J).
Reference
is hereby made to Items 5 - 9 and 11 of pages 2 - 5 of this Schedule, which
Items are incorporated by reference herein.
The
securities to which this Schedule relates (the “Securities”) are owned by
certain investment limited partnerships for which SIM serves as general partner
and investment manager. SIM, as those investment limited
partnerships’ general partner and investment manager, and Paul Stephens, Brad
Stephens and Bart Stephens, as managing members and owners of SIM, may therefore
be deemed to beneficially own Securities owned by such investment limited
partnerships for the purposes of Rule 13d-3 of the Securities Exchange Act
of
1934, as amended (the “Act”), insofar as they may be deemed to have the power to
direct the voting or disposition of those Securities.
Neither
the filing of this Schedule nor any of its contents shall be deemed to
constitute an admission that SIM, Paul Stephens, Brad Stephens or Bart Stephens
is, for any other purpose, the beneficial owner of any of the Securities, and
each of SIM, Paul Stephens, Brad Stephens and Bart Stephens disclaims beneficial
ownership as to the Securities, except to the extent of his or its pecuniary
interests therein.
Under
the
definition of “beneficial ownership” in Rule 13d-3 under the Act, it is also
possible that the individual general partners, executive officers, and members
of the foregoing entities might be deemed the “beneficial owners” of some or all
of the Securities insofar as they may be deemed to share the power to direct
the
voting or disposition of the Securities. Neither the filing of this
Schedule nor any of its contents shall be deemed to constitute an admission
that
any of such individuals is, for any purpose, the beneficial owner of any of
the
Securities, and such beneficial ownership is expressly disclaimed.
The
calculation of percentage of beneficial ownership in item 11 of pages 2 - 5
was
derived from the Issuer’s Form 10-Q Quarterly Report filed with the Securities
and Exchange Commission on November 14, 2007, in which the Issuer stated that
the number of shares of its common stock, $0.0001 par value per share,
outstanding as of November 9, 2007 was 28,971,786.
Item
5.
|
Ownership
of Five Percent or Less of a
Class
.
|
Not
applicable.
Item
6.
|
Ownership
of More Than Five Percent on Behalf of Another
Person
.
|
SIM
serves as general partner and investment manager to certain investment limited
partnerships that have the right to receive or the power to direct the receipt
of dividends from, or the proceeds from the sale of, the
Securities. No investment limited partnership’s holdings exceed five
percent of the Issuer’s common stock.
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security
Being
Reported on by the Parent Holding
Company
.
|
Not
applicable.
Item
8.
|
Identification
and Classification of Members of the
Group
.
|
Not
applicable.
Item
9.
|
Notice
of Dissolution of Group
.
|
Not
applicable.
Item
10.
|
Certifications
.
|
By
signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer
of
the securities and were not acquired and are not held in connection with or
as a
participant in any transaction having that purpose or effect.
Signature
After
reasonable inquiry and to the best of my knowledge and belief, the undersigned
certifies that the information set forth in this statement is true, complete
and
correct.
Dated: November
15, 2007
|
STEPHENS
INVESTMENT MANAGEMENT, LLC
By:
/s/ W. Bradford
Stephens
W.
Bradford Stephens
Its
Managing Member
|
|
/s/
Paul H.
Stephens
Paul
H. Stephens
|
|
/s/
P. Bartlett
Stephens
P.
Bartlett Stephens
|
|
/s/
W. Bradford
Stephens
W.
Bradford Stephens
|
EXHIBIT
INDEX
Exhibit A
|
Joint
Filing Undertaking
|
Page
10
|
EXHIBIT
A
JOINT
FILING UNDERTAKING
The
undersigned, being authorized thereunto, hereby execute this agreement as an
exhibit to this Schedule 13G to evidence the agreement of the below-named
parties, in accordance with rules promulgated pursuant to the Securities
Exchange Act of 1934, to file this Schedule, as it may be amended, jointly
on
behalf of each of such parties.
Dated: November
15, 2007
|
STEPHENS
INVESTMENT MANAGEMENT, LLC
By:
/s/
W. Bradford Stephens
W.
Bradford Stephens
Its
Managing Member
|
|
/s/
Paul H.
Stephens
Paul
H. Stephens
|
|
/s/
P. Bartlett
Stephens
P.
Bartlett Stephens
|
|
/s/
W. Bradford
Stephens
W.
Bradford Stephens
|
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