Initial Statement of Beneficial Ownership (3)
25 February 2023 - 10:02AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Igelman Alex |
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/3/2023
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3. Issuer Name and Ticker or Trading Symbol
ESPORTS ENTERTAINMENT GROUP, INC. [GMBL]
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(Last)
(First)
(Middle)
C/O ESPORTS ENTERTAINMENT GROUP, INC., 112 NORTH CURRY STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Chief Executive Officer / |
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(Street)
CARSON CITY, NV 89703-4934
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common stock, $0.001 par value (1) | 2500000 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Employee stock options (2) | 1/3/2023 | 1/3/2033 | Common stock, $0.001 par value | 2500000 | $0.0736 | D | |
| Explanation of Responses: |
| (1) | These stock awards are being granted as inducement equity awards outside the Company's Esports Entertainment Group, Inc. 2020 Equity and Incentive Plan in accordance with NASDAQ Listing Rule 5635(c)(4). The shares of common stock may not be sold or transferred until the six-month anniversary of the date of grant. The stock awards are subject to the terms of an award agreement outlining the specific terms of the stock awards. |
| (2) | Employee stock options were granted on January 3, 2023, and will vest in equal quarterly installments over a one-year period each on March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued employment with the Company. The stock options expire on the tenth (10th) anniversary of the grant date and are subject to the terms of an award agreement outlining the specific terms of the stock options. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Igelman Alex
C/O ESPORTS ENTERTAINMENT GROUP, INC.
112 NORTH CURRY STREET
CARSON CITY, NV 89703-4934 |
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| Chief Executive Officer |
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Signatures
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| /s/ Greg Page by POA from Alex Igelman | | 2/24/2023 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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