Current Report Filing (8-k)
12 May 2022 - 12:43AM
Edgar (US Regulatory)
0001762239
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0001762239
2022-05-11
2022-05-11
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xbrli:shares
iso4217:USD
xbrli:shares
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of Report: May 11, 2022
Kaival
Brands Innovations Group, Inc.
(Exact
name of registrant as specified in its charter)
Delaware |
000-56016 |
83-3492907 |
(State
or other jurisdiction
of
incorporation) |
(Commission
File Number) |
(I.R.S.
Employer
Identification
No.) |
4460
Old Dixie Highway
Grant,
Florida 32949
(Address
of principal executive office, including zip code)
Telephone:
(833) 452-4825
(Registrant’s
telephone number, including area code)
Securities
registered pursuant to Section 12(b) of the Act:
Title of
each class |
Trading Symbol(s) |
Name of each
exchange on which registered |
Common Stock, par value
$0.001 per share |
KAVL |
The Nasdaq Stock Market,
LLC |
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 7.01 Regulation FD Disclosure.
Kaival Brands Innovations Group, Inc. (the “Company”)
will be participating in various meetings with investors and analysts, including at the Sidoti May Micro Cap Virtual Conference to be
held May 11 and 12, 2022. A copy of the Company’s presentation materials that will be used at these meetings is attached to this
Current Report on Form 8-K (this “Report”) as Exhibit 99.1. The presentation materials also can be accessed on the Company’s
website at https://ir.kaivalbrands.com/events-and-presentations/default.aspxwww.kaivalbrands.com. Information on the Company’s
website does not constitute a part of this Report.
The information
in this Report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the
“Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall it be deemed to be incorporated by reference
into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific
reference in such filing.
Item 9.01
Financial Statements and Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
|
Kaival
Brands Innovations Group, Inc. |
|
|
|
Dated:
May 11, 2022 |
By: |
/s/
Nirajkumar Patel |
|
|
Nirajkumar
Patel |
|
|
Chief
Executive Officer |
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