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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): December 8, 2023

 

NeoVolta, Inc

(Exact name of registrant as specified in its charter)

 

Nevada

001-41447

 82-5299263
(State or Other Jurisdiction (Commission (I.R.S. Employer
of Incorporation) File Number) Identification No.)

 

13651 Danielson Street, Suite A

Poway, CA 92064

(Address of Principal Executive Offices) (Zip Code)

 

(800) 364-5464

(Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol (s) Name of each exchange on which registered

Common Stock, par value $0.001 per share

 NEOV The NASDAQ Stock Market LLC
Warrants, each warrant exercisable for one share of common stock NEOVW The NASDAQ Stock Market LLC

 

 

 

 

   

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

 

On December 8, 2023, NeoVolta, Inc. (the “Company”) held its annual meeting of stockholders at 2:00 p.m. Pacific Time (the Annual Meeting”) at the Company’s offices located at 13651 Danielson Street, Suite A, Poway, CA. The number of shares of common stock that voted on matters presented at the Annual Meeting was 18,071,766, representing approximately 54.4% of the 33,236,091 shares common stock outstanding as of the October 16, 2023, the record date for the Annual Meeting (the “Record Date”).

 

Each director nominee was elected and each other matter submitted to a vote of the Company’s stockholders at the Annual Meeting, as described below, was approved by the requisite vote of the Company’s stockholders. The final voting results for each of the proposals submitted to a vote of the stockholders of the Company at the Annual Meeting are set forth below.

 

The proposals are described in detail in the Company’s Definitive Proxy Statement filed with the U.S. Securities and Exchange Commission (the “SEC”) on October 20, 2023 (the “Proxy Statement”) and are incorporated herein by reference.

 

Proposal 1. The election of five directors, each to serve until the next annual meeting of shareholders, or until each successor is duly elected and qualified.

 

Nominee   Votes For   Votes Withheld   Broker Non-Votes
Brent Willson   6,498,026   646,021   10,927,719
Steve Bond   6,786,308   657,739   10,927,719
James Amos   7,036,383   107,664   10,927,719
Susan Snow   7,040,804   103,243   10,927,719
John Hass   6,628,687   515,360   10,927,719

 

Proposal 2. The ratification of the appointment of MaloneBailey, LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2024.

 

Votes For   Votes Against   Abstain   Broker Non-Votes
17,815,591   255,969   206   0

 

 

 

 

 

 

 2 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

  NeoVolta, Inc.
   
  By /s/ Steve Bond                                      
   

Steve Bond

Chief Financial Officer

Date: December 11, 2023

 

 

 

 

 

 

 

 

 

 3 

 

 

 

 

v3.23.3
Cover
Dec. 08, 2023
Document Type 8-K
Amendment Flag false
Document Period End Date Dec. 08, 2023
Entity File Number 001-41447
Entity Registrant Name NeoVolta, Inc
Entity Central Index Key 0001748137
Entity Tax Identification Number 82-5299263
Entity Incorporation, State or Country Code NV
Entity Address, Address Line One 13651 Danielson Street
Entity Address, Address Line Two Suite A
Entity Address, City or Town Poway
Entity Address, State or Province CA
Entity Address, Postal Zip Code 92064
City Area Code (800)
Local Phone Number 364-5464
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity Emerging Growth Company true
Elected Not To Use the Extended Transition Period false
Common Stock [Member]  
Title of 12(b) Security Common Stock, par value $0.001 per share
Trading Symbol NEOV
Security Exchange Name NASDAQ
Warrant [Member]  
Title of 12(b) Security Warrants
Trading Symbol NEOVW
Security Exchange Name NASDAQ
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